... and investigation by the IA and other relevant regulatory bodies as soon as practicable upon request. 12. Commencement 12.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). September 2019 Appendix INDICATIVE SALE FLOW OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
... and investigation by the IA and other relevant regulatory bodies as soon as practicable upon request. 12. Commencement 12.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). September 2019 Appendix INDICATIVE SALE FLOW OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
... Guideline shall take effect from 23 September 2019 (“Effective Date”). 12. Transitional Provision 12.1 The IA recognizes that authorized insurers and licensed insurance intermediaries to which this Guideline applies may require time to update their documentation, controls and processes to align with the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf -
Date: 2020-06-24
... staff carrying on regulated activities? 9 A4: The bank staff informing the client of the effect of the change in replacement cost of the mortgaged property on the required insured amount of the fire insurance policy, would unlikely constitute regulated activities. Rather, the bank staff is merely...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... Annex 1 Key Observations from the First ORSA Reports The Insurance Authority (“IA”) issued the Guideline on Enterprise Risk Management (“GL21”) which took effect on 1 January 2020. This is the Pillar 2 requirement which is implemented ahead of the statutory capital requirement under the Risk-based...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf -
Date: 2022-05-31
... staff carrying on regulated activities? 9 A4: The bank staff informing the client of the effect of the change in replacement cost of the mortgaged property on the required insured amount of the fire insurance policy, would unlikely constitute regulated activities. Rather, the bank staff is merely...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
... and investigation by the IA and other relevant regulatory bodies as soon as practicable upon request. 12. Commencement 12.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). September 2019 Appendix INDICATIVE SALE FLOW OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
... insurance companies and intermediaries. However under a risk-based approach, life insurance companies and intermediaries should have a degree of flexibility to implement policies and procedures which respond appropriately to their own risk assessment. In effect, the standards implemented may be Risk-Based...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... insurance companies and intermediaries. However under a risk-based approach, life insurance companies and intermediaries should have a degree of flexibility to implement policies and procedures which respond appropriately to their own risk assessment. In effect, the standards implemented may be Risk-Based...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... insurance companies and intermediaries. However under a risk-based approach, life insurance companies and intermediaries should have a degree of flexibility to implement policies and procedures which respond appropriately to their own risk assessment. In effect, the standards implemented may be Risk-Based...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05