... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...

... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...

... June 2011. 4 Requirements 4.1 Financial Needs Analysis Building on the HKFI’s initiative on needs analysis that took effect in February 2007, every application for an ILAS product must include, or be accompanied by, a financial needs analysis (“FNA”) form. The FNA must as a minimum include all the...

... approach taken in drafting the Agents’ Code, the legal basis for the Agents’ Code, its structure, its position in the wider insurance regulatory framework, its relationship to the Statutory Conduct Requirements, its application and the effect of a breach of the Agents’ Code. Feedback received 21. A number...

... approach taken in drafting the Agents’ Code, the legal basis for the Agents’ Code, its structure, its position in the wider insurance regulatory framework, its relationship to the Statutory Conduct Requirements, its application and the effect of a breach of the Agents’ Code. Feedback received 21. A number...

... the IA and other regulatory bodies. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). 11 8. Transitional Provision 8.1 The IA recognizes that the authorized insurers and licensed insurance intermediaries to which this Guideline applies may require time to...

... relevant party concerned. 6. Effective Date 6.1 This revised Guideline comes into effect on 24 November 2017. The previous version of this Guideline shall be superseded on that day. November 2017 i Annex Summary of Prior Approval/No Objection Requirements for Appointments of Certain Positions under the...

... the IA and other regulatory bodies. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). 11 8. Transitional Provision 8.1 The IA recognizes that the authorized insurers and licensed insurance intermediaries to which this Guideline applies may require time to...

... the IA and other regulatory bodies. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). 11 8. Transitional Provision 8.1 The IA recognizes that the authorized insurers and licensed insurance intermediaries to which this Guideline applies may require time to...

... the implementation and monitoring of the processes and smooth functioning of this MMoU as outlined in Annex C. 3. This MMoU will take effect once it has been officially signed by at least three Supervisory Authorities. It will continue to have effect until there are fewer than two Signatory...