... any of the requirements above are not met. 13. Commencement 13.1 This Guideline shall take effect from 26 June 2017. June 2017 Selling Process of Investment-linked Assurance Schemes (“ILAS”) Products Annex-i Complete Financial Needs Analysis (“FNA”)Form Explore insurance options Non-ILAS or other...

... account of the full context, facts and impact of any matter before it in this respect. 24. The supervisory standards and requirements in this circular shall come into effect on 1 January 2023 (“effective date”). For the avoidance of doubt, the supervisory standards and requirements in this circular shall...

... Illustration Document based on this updated requirement will apply to all policies and come into effect on the same timeline as GN16, but companies are encouraged to comply with this request before such date. 8 HKFI Guidance Note on Illustration Document for Universal Life (Non-Linked) Policies Explanatory...

... (hence, in effect, they are also subject to the licensed insurance agency’s cap on the number of appointing insurers the agency can represent). September 2019 Page 6 Thirdly, the Code of Conduct aims, in certain instances, to inform and explain the statutory conduct requirements in sections 90 and 91...

... (hence, in effect, they are also subject to the licensed insurance agency’s cap on the number of appointing insurers the agency can represent). September 2019 Page 6 Thirdly, the Code of Conduct aims, in certain instances, to inform and explain the statutory conduct requirements in sections 90 and 91...

... (hence, in effect, they are also subject to the licensed insurance agency’s cap on the number of appointing insurers the agency can represent). September 2019 Page 6 Thirdly, the Code of Conduct aims, in certain instances, to inform and explain the statutory conduct requirements in sections 90 and 91...

... analysis for the customers during the sales advisory process. This is in line with the global trend of the life assurance industry becoming more and more customer-focused. This circular supersedes the “Initiative on Needs Analysis” issued in 2007 and will take effect on 1 January 2016. Requirements: 1...

... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...