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GL21.pdf
... analysing different scenarios under which such failure or financial condition may occur. 19 (e) raise awareness of matters that have or are likely to have a materially adverse effect on the solvency, reserve, liquidity or financial condition of the insurer; (f) conduct the activities in a clear and concise...
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... analysing different scenarios under which such failure or financial condition may occur. 19 (e) raise awareness of matters that have or are likely to have a materially adverse effect on the solvency, reserve, liquidity or financial condition of the insurer; (f) conduct the activities in a clear and concise...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... matters that have or are likely to have a materially adverse effect on the solvency, reserve, liquidity or financial condition of the insurer; (f) conduct the activities in a clear and concise manner yet comprehensive enough to facilitate informed decision-making; and (g) include the results above into...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
[PDF]
List_of_T7_CPD.pdf
... IA-HKFI- 2021019 HKFI The Need to Review Case Prospects Before Arbitration and Mediation 2 05 Nov 2021 Ms Joey Cheng 2861 9399 See Note 2A IA-HKFI- 2021020 HKFI The Regionalization of Trade Agreements and the Effect on Supply Chains 1 05 Nov 2021 Mr Beasley Ho 2861 9344 -- IA-HKFI- 2021021 HKFI Climate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf -
Date: 2021-12-06
[PDF]
Eng_GL23_FPP.pdf
... companies or have common shareholder(s), or there is any other justification acceptable to the IA. The IA will consider each application on a case-by-case basis. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019. August 2019 Annex 1 21 Insurance Intermediaries Qualifying...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
[PDF]
GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf
... companies or have common shareholder(s), or there is any other justification acceptable to the IA. The IA will consider each application on a case-by-case basis. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019. August 2019 Annex 1 21 Insurance Intermediaries Qualifying...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... companies or have common shareholder(s), or there is any other justification acceptable to the IA. The IA will consider each application on a case-by-case basis. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019. August 2019 Annex 1 21 Insurance Intermediaries Qualifying...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
... companies or have common shareholder(s), or there is any other justification acceptable to the IA. The IA will consider each application on a case-by-case basis. 7. Commencement 7.1 This Guideline shall take effect from 23 September 2019. August 2019 Annex 1 21 Insurance Intermediaries Qualifying...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
... application and the effect of a breach of the Brokers’ Code. Feedback received 21. A number of respondents commented on the several references in the draft Brokers’ Code to it being “non-exhaustive”. It was suggested that Brokers’ Code should contain all requirements licensed insurance brokers had to satisfy....
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... application and the effect of a breach of the Brokers’ Code. Feedback received 21. A number of respondents commented on the several references in the draft Brokers’ Code to it being “non-exhaustive”. It was suggested that Brokers’ Code should contain all requirements licensed insurance brokers had to satisfy....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10