... 2019 Page 8 data collected or used by the broker in carrying on regulated activities). 4. Status of this Code and effect of a breach of this Code 4.1 A failure by a licensed insurance broker to comply with this Code shall not by itself render the broker liable to any judicial or other proceedings...

... the implementation and monitoring of the processes and smooth functioning of this MMoU as outlined in Annex C. 3. This MMoU will take effect once it has been officially signed by at least three Supervisory Authorities. It will continue to have effect until there are fewer than two Signatory...

... the implementation and monitoring of the processes and smooth functioning of this MMoU as outlined in Annex C. 3. This MMoU will take effect once it has been officially signed by at least three Supervisory Authorities. It will continue to have effect until there are fewer than two Signatory...

... 2019 Page 8 data collected or used by the broker in carrying on regulated activities). 4. Status of this Code and effect of a breach of this Code 4.1 A failure by a licensed insurance broker to comply with this Code shall not by itself render the broker liable to any judicial or other proceedings...

... the implementation and monitoring of the processes and smooth functioning of this MMoU as outlined in Annex C. 3. This MMoU will take effect once it has been officially signed by at least three Supervisory Authorities. It will continue to have effect until there are fewer than two Signatory...

... 2019 Page 8 data collected or used by the broker in carrying on regulated activities). 4. Status of this Code and effect of a breach of this Code 4.1 A failure by a licensed insurance broker to comply with this Code shall not by itself render the broker liable to any judicial or other proceedings...

... auditor should have regard to this provision when certifying the insurer’s compliance with the Rules. 8. Commencement 8.1 This Guideline shall take effect from 26 June 2017. June 2017 Annex 1-i Annex 1 Definition of “Market Value” (Extract from the HKIS Valuation Standards (“Standards”) issued by The Hong...

... and investigation by the IA and other relevant regulatory bodies as soon as practicable upon request. 12. Commencement 12.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). September 2019 Appendix INDICATIVE SALE FLOW OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS...

... Guideline shall take effect from 23 September 2019 (“Effective Date”). 12. Transitional Provision 12.1 The IA recognizes that authorized insurers and licensed insurance intermediaries to which this Guideline applies may require time to update their documentation, controls and processes to align with the...

... staff carrying on regulated activities? 9 A4: The bank staff informing the client of the effect of the change in replacement cost of the mortgaged property on the required insured amount of the fire insurance policy, would unlikely constitute regulated activities. Rather, the bank staff is merely...