... 2002. The second meeting will be held in Hong Kong at the end of this year. �� !"#$%&'()*+,-./01,2 �� !"#$%&'(�� !"#$%&)�� !"#(�� !"#$%&'()*+,(- ) � Mr. Eduardo T. Malinis (�� !"#$%&')�� !"# (�� !"#$%&'()*) �� !"# (�� !"#$%&'()� Panel of Regulators in International Insurance Conference From left to...

... 2002. The second meeting will be held in Hong Kong at the end of this year. �� !"#$%&'()*+,-./01,2 �� !"#$%&'(�� !"#$%&)�� !"#(�� !"#$%&'()*+,(- ) � Mr. Eduardo T. Malinis (�� !"#$%&')�� !"# (�� !"#$%&'()*) �� !"# (�� !"#$%&'()� Panel of Regulators in International Insurance Conference From left to...

... of the direct regulatory regime for licensed insurance broker companies As you will be aware, the direct regulatory regime for licensed insurance intermediaries, as set out in the Insurance Ordinance (Cap. 41) (“Ordinance”), has been in effect for just over one year now, having commenced on 23...

... terms as amended from time to time. 2.3 Subject to the Articles, the interpretation of these Regulations shall be determined by the General Committee whose decision shall be final. 3. Application and Effect of Breach 3.1 Without prejudice to Regulation 3.3, Members shall at all times act in accordance...

... proposed Policyholders’ Protection Fund and are working with other regulators to establish an effective resolution regime for systemically important financial institutions. In July 2014, we issued GN 15 - Guidance Note on Underwriting Class C Business, which took effect from January 2015. It is premised on...

... proposed Policyholders’ Protection Fund and are working with other regulators to establish an effective resolution regime for systemically important financial institutions. In July 2014, we issued GN 15 - Guidance Note on Underwriting Class C Business, which took effect from January 2015. It is premised on...

... proposed Policyholders’ Protection Fund and are working with other regulators to establish an effective resolution regime for systemically important financial institutions. In July 2014, we issued GN 15 - Guidance Note on Underwriting Class C Business, which took effect from January 2015. It is premised on...

... with their licensed insurance agents and the licensed insurance broker companies with which they do business (as the case may be). 6 8. Commencement 8.1 This Guideline shall take effect from 23 September 2019 (“Effective Date”). 9. Transitional Provision 9.1 The IA recognizes that the authorized...

... competence and capacity of their staff, especially those responsible for cybersecurity and systems. 10. Implementation 10.1 This Guideline shall take effect from 1 January 2020. June 2019 ...

... information were up-to-date and relevant. Paragraph 4.7.13 of Guideline 3 provided guidance in relation to section 5(1)(a) of Schedule 2 to AMLO to the effect that all customers that presented a high money-laundering or terrorist financing risk should be subject to a minimum of an annual review by the...