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e-ppt20121005-02.pdf
... property and that person has a defence to ML, provided if : (1) STR made BEFORE the act - And the act done with consent from JFIU; OR (2) STR made AFTER the act - On own initiative; & - As soon as reasonable practicable 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Statutory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2021-11-12
[PDF]
e-ppt20121005-02.pdf
... property and that person has a defence to ML, provided if : (1) STR made BEFORE the act - And the act done with consent from JFIU; OR (2) STR made AFTER the act - On own initiative; & - As soon as reasonable practicable 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Statutory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2022-04-27
[PDF]
e-ppt20121005-02.pdf
... property and that person has a defence to ML, provided if : (1) STR made BEFORE the act - And the act done with consent from JFIU; OR (2) STR made AFTER the act - On own initiative; & - As soon as reasonable practicable 香港 警察 擁有 這份 資料 的版 權 Joint Financial Intelligence Unit Relevant Legislation Statutory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-02.pdf -
Date: 2019-11-05
... before 29 February 2012 will be deleted and changed to LX (or G+LI to G+LX) by the Confederation. The Members concerned will be liable to pay to the Confederation the related fee(s) for deleting such line of business. Compliance Vetting Registrants who decide to maintain the LI registration after 29...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN7on_Adm_Framework_IIQE_for_ILLT_Ins._v1_8_12_09_eg19.pdf -
Date: 2019-12-20
... 2012. Bonus or incentive schemes in force on or after 1 April 2012 must comply with this Guidance Note. 5. Use of gifts, promotions and incentives for Insurance Investment Products Both the SFC Consultation Conclusions and the HKMA ILAS Circulars provide guidance on the reason for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20
... within a year after an FNA form is signed, he/she will not necessarily have to go through another FNA provided that there are no substantial changes in the customers’ circumstances (and in such cases Member Companies can rely on the declaration by the customer) and that there are no mismatch (i.e. needs...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
[PDF]
IA-6G.pdf
... company. 3. In the case of a non-Hong Kong company, the date of registration under Part 16 of the Companies Ordinance (Cap. 622), the registered number, the address of the principal place of business in Hong Kong and the name and address of the person in Hong Kong authorized to accept service on behalf of...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-01-06