... Professional Standards Working Group Subject : Financial Needs Analysis (“FNA”) Further to our circular dated 15 March 2018 (Ref: Mv020/18), the LIC incorporated appropriately LIM’s comments into our industry proposal to the IA on a list of products exempted from the FNA requirements. After rounds of...

... Chapter 3 – Risk rating on customer 3.4 , 3.6: assess ML/TF risks of customers by assigning a risk rating to the customers; adjust risk assessment from time to time 3.5 : consider risk factors: - country - customer - product/service - delivery/distribution channel 3.8: record keeping and justification...

... Chapter 3 – Risk rating on customer 3.4 , 3.6: assess ML/TF risks of customers by assigning a risk rating to the customers; adjust risk assessment from time to time 3.5 : consider risk factors: - country - customer - product/service - delivery/distribution channel 3.8: record keeping and justification...

... and regulatory effects on businesses 制裁制度和對企業的監管影響 Institute of Professional Education And Knowledge (PEAK) is a member of VTC Group and with over 20 years of experience in professional training and corporate human resources development. We are one of the leading in-service training organisations and...

... Chapter 3 – Risk rating on customer 3.4 , 3.6: assess ML/TF risks of customers by assigning a risk rating to the customers; adjust risk assessment from time to time 3.5 : consider risk factors: - country - customer - product/service - delivery/distribution channel 3.8: record keeping and justification...

...: This 2-module E-learning Activity is jointly organized by the Independent Commission Against Corruption (ICAC) and the HKFI. Individual licensees can earn 1 CPD hour after completing both modules as well as obtaining a pass in the end-of-activity assessment for each of the 2 modules. In addition...

... Professionals Series) 個人績效登峰(保險及投資專才系列) * No 16 5 Jan 2021 - 4 Jan 2022 Public 公眾人士 + Commissioning Body 委託機構員工 Ms Polly TAM 2836 1822 80/07/60 Institute of Professional Education and Knowledge, VTC Risk Assessment and Management for Financial Service Executives 風險評估及管理(財經業人士) * No 16 5 Jan 2021 - 4 Jan 2022...

... Activity Providers could make the certificate/record of completion available in the learning management system for downloading and printing by the users anytime as long as the users remain a subscriber to the e-learning service. 3.1.5.2. Users are advised to download the certificate/record of completion...

... Activity Providers could make the certificate/record of completion available in the learning management system for downloading and printing by the users anytime as long as the users remain a subscriber to the e-learning service. 3.1.5.2. Users are advised to download the certificate/record of completion...

... Activity Providers could make the certificate/record of completion available in the learning management system for downloading and printing by the users anytime as long as the users remain a subscriber to the e-learning service. 3.1.5.2. Users are advised to download the certificate/record of completion...