... for misconduct, negligence, incompetence or mismanagement? ☐ Yes ☐ No 9. Have you ever been: (a) a controller, director or partner of a business entity in Hong Kong or elsewhere; and if so (b) whilst you were (or within 1 year after you ceased to be) such a controller, director or partner, was the...

... licensee has a licence which runs from 23 September 2019 to 22 September 2022 (“transitional period”). During this transitional period, every deemed licensee needs to apply for a new licence from the Insurance Authority (“IA”) if they wish to continue carrying on regulated activities after 22 September...

... licensee has a licence which runs from 23 September 2019 to 22 September 2022 (“transitional period”). During this transitional period, every deemed licensee needs to apply for a new licence from the Insurance Authority (“IA”) if they wish to continue carrying on regulated activities after 22 September...

... relevant to the case) if it considers it necessary to do so, to ensure that the case is fairly considered, based on the specific circumstances of the case. After receiving the written representations from the Regulated Person or if the Regulated Person requests to make oral representations, the IA’s...

... Investment Institute  16) HKSI Professional Diploma in Financial Markets of the Hong Kong Securities and Investment Institute Note : 4. The Chartered Insurance Institute has become the awarding body of Hong Kong Diploma in Insurance Studies after the merger between The Insurance Institute of Hong Kong and...

...) HKSI Professional Diploma in Financial Markets of the Hong Kong Securities and Investment Institute Note : 4. The Chartered Insurance Institute has become the awarding body of Hong Kong Diploma in Insurance Studies after the merger between The Insurance Institute of Hong Kong and The Chartered...

... for misconduct, negligence, incompetence or mismanagement? ☐ Yes ☐ No 9. Have you ever been: (a) a controller, director or partner of a business entity in Hong Kong or elsewhere; and if so (b) whilst you were (or within 1 year after you ceased to be) such a controller, director or partner, was the...

... Investment Institute  16) HKSI Professional Diploma in Financial Markets of the Hong Kong Securities and Investment Institute Note : 4. The Chartered Insurance Institute has become the awarding body of Hong Kong Diploma in Insurance Studies after the merger between The Insurance Institute of Hong Kong and...

...) HKSI Professional Diploma in Financial Markets of the Hong Kong Securities and Investment Institute Note : 4. The Chartered Insurance Institute has become the awarding body of Hong Kong Diploma in Insurance Studies after the merger between The Insurance Institute of Hong Kong and The Chartered...

... Application 16. The applicant may proceed to prepare the application after it has discussed with us its proposal, if such is considered acceptable to us. We recommend that an application should first be submitted to us in draft form. This means that the applicant should complete the Application Form with the...