... company. 3. In the case of a non-Hong Kong company, the date of registration under Part 16 of the Companies Ordinance (Cap. 622), the registered number, the address of the principal place of business in Hong Kong and the name and address of the person in Hong Kong authorized to accept service on behalf of...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-05-31
... company. 3. In the case of a non-Hong Kong company, the date of registration under Part 16 of the Companies Ordinance (Cap. 622), the registered number, the address of the principal place of business in Hong Kong and the name and address of the person in Hong Kong authorized to accept service on behalf of...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2020-06-24
... later than the 5th working day after the issue date of relevant ILAS policy, Member Companies must make reasonable efforts to complete and make audio recording of telephone calls with all customers to confirm their consent to both the suitability assessment as set out in Section 4.2 & 4.3 and IFS and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
... documents must be sent with the policy to the customer. This applies to all customers irrespective of which box (A or B) is ticked in Section III of the Important Facts Statement. 3) Not later than the 5th working day after the issue date of relevant ILAS policy, Member Companies must make reasonable...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... IO in relation to the DIHC or its shareholder controllers, chief executive, directors or key persons in control functions which may be relevant to the HKMA regulated entity; (b) the IA informs the MA as soon as reasonably practicable after the IA becomes aware that an application has been made to the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MA-IA_GWS_MoU_2021.pdf -
Date: 2021-11-01
... IO in relation to the DIHC or its shareholder controllers, chief executive, directors or key persons in control functions which may be relevant to the HKMA regulated entity; (b) the IA informs the MA as soon as reasonably practicable after the IA becomes aware that an application has been made to the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MA-IA_GWS_MoU_2021.pdf -
Date: 2021-09-01
... depending on the rounding convention used by the company. H. Only End of Policy Year should be shown. Illustrations of benefits are to be provided to maturity and for the years: (a) stated for not less than 30 years (with a 5-year interval after policy year 5) or benefit term if shorter, and (b) at age 65...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6.Standard_Illustration_for_Universal_Life_Non-Linked_Policies.pdf -
Date: 2019-12-20
... ........................................................................................................................................ 27 Product/Service/Transaction Risk .......................................................................................................... 29 Variables That May Impact Risk............................................................................................................ 29 Controls for...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... ........................................................................................................................................ 27 Product/Service/Transaction Risk .......................................................................................................... 29 Variables That May Impact Risk............................................................................................................ 29 Controls for...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27