... INSURANCE ORDINANCE (CAP. 41) (“the Ordinance”) (Name of company making this application) Application for Authorization to carry on Reinsurance Business in or from Hong Kong 1. We certify that we are empowered to make application on behalf of the abovenamed company for authorization to carry on...

... INSURANCE ORDINANCE (CAP. 41) (“the Ordinance”) (Name of company making this application) Application for Authorization to carry on Reinsurance Business in or from Hong Kong 1. We certify that we are empowered to make application on behalf of the abovenamed company for authorization to carry on...

... INSURANCE ORDINANCE (CAP. 41) (“the Ordinance”) (Name of company making this application) Application for Authorization to carry on Reinsurance Business in or from Hong Kong 1. We certify that we are empowered to make application on behalf of the abovenamed company for authorization to carry on...

... Participation in the Third Quantitative Impact Study (QIS 3) for the Development of the Risk-based Capital (RBC) Regime 9 August 2019 Our Ref: INS/TEC/6/20/6 By email only To: Chief Executives of authorized insurers enlisted to participate in QIS 3 Dear Sir/Madam, Participation in the Third...

... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...

... 檔號: MC/CPD/CIR 僅經電郵發送 致： 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知，保險業監管局(“保監局”)已於2022年1月8日，對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定，採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期，保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人，直至他們完 成...

... industry Key Areas for Improvement: (Long Term Insurers) 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training...

... Onshore/ Offshore (including Mainland China Visitors (“MCVs”)) 16 2013 2014 2015 2016 2017 Onshore 63.3 73.9 80.8 94.0 90.1 Offshore (Other than MCVs) 14.2 15.4 18.4 18.5 14.9 MCV 14.9 24.4 31.6 72.7 50.8 16.1% 21.4% 24.2% 39.3% 32.6%15.4% 13.5% 14.0% 10.0% 9.6%68.5% 65.0% 61.8% 50.8% 57.8% TOTAL...

... industry Key Areas for Improvement: (Long Term Insurers) 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training...

... Onshore/ Offshore (including Mainland China Visitors (“MCVs”)) 16 2013 2014 2015 2016 2017 Onshore 63.3 73.9 80.8 94.0 90.1 Offshore (Other than MCVs) 14.2 15.4 18.4 18.5 14.9 MCV 14.9 24.4 31.6 72.7 50.8 16.1% 21.4% 24.2% 39.3% 32.6%15.4% 13.5% 14.0% 10.0% 9.6%68.5% 65.0% 61.8% 50.8% 57.8% TOTAL...