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20180605_ppt.pdf
... industry Key Areas for Improvement: (Long Term Insurers) 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2019-11-05
[PDF]
20180605_ppt_part2.pdf
... Onshore/ Offshore (including Mainland China Visitors (“MCVs”)) 16 2013 2014 2015 2016 2017 Onshore 63.3 73.9 80.8 94.0 90.1 Offshore (Other than MCVs) 14.2 15.4 18.4 18.5 14.9 MCV 14.9 24.4 31.6 72.7 50.8 16.1% 21.4% 24.2% 39.3% 32.6%15.4% 13.5% 14.0% 10.0% 9.6%68.5% 65.0% 61.8% 50.8% 57.8% TOTAL...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2019-11-05
... Professional Insurance Brokers Association). During 2019/20, 1,292 complaints were received. The above data also includes insurance-related complaint cases referred from other regulators (e.g. the Hong Kong Monetary Authority, the Securities and Futures Commission of Hong Kong and the Mandatory Provident...
https://www.ia.org.hk/english/infocenter/statistics/files/Summary_Complaints_received_by_IA_20190401_20200331_Eng.pdf -
Date: 2020-09-28
... Appendix I IMPORTANT DOCUMENT! PLEASE READ AND COMPLETE CAREFULLY! 重要文件! 請小心閱讀及填寫! (1) CUSTOMER PROTECTION DECLARATION 閣下可向保險代理/經紀索取中文版本,本聲明書之中英文版均具同等效力 This is an IMPORTANT part of the Code of Practice for Life Insurance Replacement issued by the Hong Kong Federation of Insurers and the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_CoP_Life_Ins_Replacement_v2_1_10_2002_20190823.pdf -
Date: 2019-12-20
... revised transitional arrangements are shown below. Revised Phased Increase in Minimum Paid-up Share Capital and Net Assets From commencement date of the new regime to 31 December 2021 $100,000 From 1 January 2022 to 31 December 2023 $300,000 From 1 January 2024 onwards $500,000 20. Regarding the...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... revised transitional arrangements are shown below. Revised Phased Increase in Minimum Paid-up Share Capital and Net Assets From commencement date of the new regime to 31 December 2021 $100,000 From 1 January 2022 to 31 December 2023 $300,000 From 1 January 2024 onwards $500,000 20. Regarding the...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... revised transitional arrangements are shown below. Revised Phased Increase in Minimum Paid-up Share Capital and Net Assets From commencement date of the new regime to 31 December 2021 $100,000 From 1 January 2022 to 31 December 2023 $300,000 From 1 January 2024 onwards $500,000 20. Regarding the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10