... Alternative Risk Transfer ……………..…....…..…..….... 9 7. Arrangement with Insignificant Risk Transfer ……..….... 12 8. Reinsurance Reporting ……..….……..….……..….…...... 14 9. Commencement ……..….…….……..….……..….…....... 15 - 1 - 1. Introduction 1.1 This Guideline is issued pursuant to section 133 of the Insurance...

... (the “Amendment Ordinance”) becoming effective, Part X of the Insurance Ordinance (Cap.41) (“IO”) will continue to govern insurance intermediaries. Insurance intermediaries are currently subject to a self-regulatory system supported by provisions contained in Part X of the IO....

.... INSPECTION 7.1 An FR (or the relevant IR in the case of a former regulated person) may exercise the inspection powers in relation to compliance with the performance requirements pursuant to Division 7 of Part IVA of the Ordinance in ascertaining whether or not a regulated person (or if applicable, a former...

.... INSPECTION 7.1 An FR (or the relevant IR in the case of a former regulated person) may exercise the inspection powers in relation to compliance with the performance requirements pursuant to Division 7 of Part IVA of the Ordinance in ascertaining whether or not a regulated person (or if applicable, a former...

.... INSPECTION 7.1 An FR (or the relevant IR in the case of a former regulated person) may exercise the inspection powers in relation to compliance with the performance requirements pursuant to Division 7 of Part IVA of the Ordinance in ascertaining whether or not a regulated person (or if applicable, a former...

.... INSPECTION 7.1 An FR (or the relevant IR in the case of a former regulated person) may exercise the inspection powers in relation to compliance with the performance requirements pursuant to Division 7 of Part IVA of the Ordinance in ascertaining whether or not a regulated person (or if applicable, a former...

... framework that materially meets the ERM Guideline by 1 January 2020 ? (If No, please submit an ERM action plan and roadmap to the IA in achieving the target) -First -Second -Third 7) Based on your current estimate, are you able to: 5) Milestones or critical areas that insurers may face implementation...

... Survey of Insurance Brokers (Template) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Complaint means the expression of dissatisfaction, made verbally or in writing, by a client or a potential client of an insurance broker. Completion Instructions Terms and Definitions Client Account means a current or...