... customer and to confirm the customer’s understanding of the risks associated with the ILAS product (see further paragraph 7 below); (b) “Authorized institution” has the meaning assigned to it by section 2(1) of the Banking Ordinance (Cap. 155); (c) “Base plan” means the ILAS policy issued by the authorized...

... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum Requirements specified by the...

...的持續專 業培訓時數而制定的措施，並就持續專業培訓的合規匯報規定提供最新資訊。 2019/20 及 2020/21 兩個持續專業培訓年度的合併事宜 — 扼要說明 保監局已於 2020 年 6 月 12 日發出通函，載列其合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第一個評核期」）及 2020 年 8 月 1 日至 2021 年 7 月 31 日的 持續專業培訓評核期（「第二個評核期」）之決定。在首兩個評核期合併後： • 如個人持牌人在第二個評核期完結日（即 2021 年 7 月 31 日）或之前，已取得 第一及第二個評核期所規定的持續專業培訓時數...

... Agreements for Linked Long Term Business - Practice Note supplementing Standard and Practice 7.1 in relation to Remuneration Disclosure The above materials are presented in PDF format, unless stated otherwise. Please download Adobe Reader for viewing. Install the...

... 11 January 2021 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of authorized insurers carrying on long term insurance business Dear Sirs, Prescribed Scenarios for Long Term Insurance Business in relation to GL21 I am writing to inform you that the Prescribed Scenarios for...

... 11 January 2021 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of authorized insurers carrying on long term insurance business Dear Sirs, Prescribed Scenarios for Long Term Insurance Business in relation to GL21 I am writing to inform you that the Prescribed Scenarios for...

... Note on the Treatment of "Closely Linked" Entities Page 1 of 7 Note on the Treatment of “Closely Linked” Entities that are Members of the Supervised Groups under the Group-wide Supervision Regime Background Section 95D of the Insurance Ordinance (Cap. 41) (“Ordinance”) provides that the supervised...

... 檔號: MC/CPD/CIR 僅經電郵發送 致： 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知，保險業監管局(“保監局”)已於2022年1月8日，對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定，採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期，保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人，直至他們完 成...

... P1 of 2 Candidates are recommended to study the 2017 Edition of the Study Notes for examinations to be held from 6 November 2017 onwards. Insurance Intermediaries Qualifying Examination – Paper I Syllabus for Principles and Practice of Insurance Examination I. RISK AND INSURANCE i. Concept of Risk...