... 20%) /CalRGBProfile (sRGB IEC61966-2.1) /CalCMYKProfile (U.S. Web Coated \050SWOP\051 v2) /sRGBProfile (sRGB IEC61966-2.1) /CannotEmbedFontPolicy /Error /CompatibilityLevel 1.4 /CompressObjects /Tags /CompressPages true /ConvertImagesToIndexed true /PassThroughJPEGImages true /CreateJobTicket false...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170112.pdf -
Date: 2018-01-15
...的持續專 業培訓時數而制定的措施,並就持續專業培訓的合規匯報規定提供最新資訊。 2019/20 及 2020/21 兩個持續專業培訓年度的合併事宜 — 扼要說明 保監局已於 2020 年 6 月 12 日發出通函,載列其合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期(「第一個評核期」)及 2020 年 8 月 1 日至 2021 年 7 月 31 日的 持續專業培訓評核期(「第二個評核期」)之決定。在首兩個評核期合併後: • 如個人持牌人在第二個評核期完結日(即 2021 年 7 月 31 日)或之前,已取得 第一及第二個評核期所規定的持續專業培訓時數...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPDList_FAQ_Reporting_20200930.pdf -
Date: 2020-12-21
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum Requirements specified by the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... P1 of 2 Candidates are recommended to study the 2017 Edition of the Study Notes for examinations to be held from 6 November 2017 onwards. Insurance Intermediaries Qualifying Examination – Paper I Syllabus for Principles and Practice of Insurance Examination I. RISK AND INSURANCE i. Concept of Risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2.PP_syllabus_eng_2017.pdf -
Date: 2019-12-02
... Insurance Principles and Practice of Insurance Examination 2013 P1 of 2 Candidates are recommended to study the 2013 Edition of the Study Notes for examinations to be held from 15 October 2013 onwards. Insurance Intermediaries Qualifying Examination – Paper I Syllabus for Principles and Practice...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/syll-p&p-2013.pdf -
Date: 2019-12-02
... customer and to confirm the customer’s understanding of the risks associated with the ILAS product (see further paragraph 7 below); (b) “Authorized institution” has the meaning assigned to it by section 2(1) of the Banking Ordinance (Cap. 155); (c) “Base plan” means the ILAS policy issued by the authorized...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
... customer and to confirm the customer’s understanding of the risks associated with the ILAS product (see further paragraph 7 below); (b) “Authorized institution” has the meaning assigned to it by section 2(1) of the Banking Ordinance (Cap. 155); (c) “Base plan” means the ILAS policy issued by the authorized...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
... customer and to confirm the customer’s understanding of the risks associated with the ILAS product (see further paragraph 7 below); (b) “Authorized institution” has the meaning assigned to it by section 2(1) of the Banking Ordinance (Cap. 155); (c) “Base plan” means the ILAS policy issued by the authorized...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
... customer and to confirm the customer’s understanding of the risks associated with the ILAS product (see further paragraph 7 below); (b) “Authorized institution” has the meaning assigned to it by section 2(1) of the Banking Ordinance (Cap. 155); (c) “Base plan” means the ILAS policy issued by the authorized...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29