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⏭... insurance agents who had each used two false academic certificates on different occasions to establish that they had met the minimum education requirements to be insurance agents under the former self-regulatory regime. Both cases were handled in accordance with the requirements in place at the time the...
https://www.ia.org.hk/english/infocenter/press_releases/20231122.html -
Date: 2023-11-22
... - 1 - CIB-GN(4) (issued on 22 June 2007) (revised on 8 April 2014, effective from 1 June 2014) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v2_8_4_2014_eg19.pdf -
Date: 2019-12-20
[PDF]
Checklist_Broker.pdf
... stated in the Notes on Individual Licence Application (if the proposed Responsible Officer has not applied to the IA for a formal licence); 4. Resume of the proposed Responsible Officer regarding his/her insurance and management experience (including the period, name of employer, nature of business, job...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-01-06
[PDF]
Checklist_Broker.pdf
... stated in the Notes on Individual Licence Application (if the proposed Responsible Officer has not applied to the IA for a formal licence); 4. Resume of the proposed Responsible Officer regarding his/her insurance and management experience (including the period, name of employer, nature of business, job...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-05-31
[PDF]
Checklist_Broker.pdf
... stated in the Notes on Individual Licence Application (if the proposed Responsible Officer has not applied to the IA for a formal licence); 4. Resume of the proposed Responsible Officer regarding his/her insurance and management experience (including the period, name of employer, nature of business, job...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2020-06-24
... Microsoft PowerPoint - IA_AML_Seminar 2020 Virtual On-boarding_20201204 (final).pptx v Dickson Chui, Senior Manager Joseph Lee, Manager Market Conduct Division 4 December 2020 Key Observations of Insurers’ AML/CFT Control on Virtual Customer Onboarding v 2 Where the online sharing session aims to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... Microsoft PowerPoint - IA_AML_Seminar 2020 Virtual On-boarding_20201204 (final).pptx v Dickson Chui, Senior Manager Joseph Lee, Manager Market Conduct Division 4 December 2020 Key Observations of Insurers’ AML/CFT Control on Virtual Customer Onboarding v 2 Where the online sharing session aims to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... stability and protecting consumers. On 1 August 2017, the DFSA introduced regulations formalising a tailored regime for loan and investment crowdfunding platforms. 2.1.2. The IA established a Fintech Liaison Team in February 2016, which was renamed to Insurtech Facilitation Team in September 2017, to...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2020-09-28
... stability and protecting consumers. On 1 August 2017, the DFSA introduced regulations formalising a tailored regime for loan and investment crowdfunding platforms. 2.1.2. The IA established a Fintech Liaison Team in February 2016, which was renamed to Insurtech Facilitation Team in September 2017, to...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2021-11-01