... carrying on) regulated activities: Objective analysis The matter would be considered objectively, i.e. from the perspective of the reasonable observer, considering how the arrangement would work in practice. The focus would not be on any particular snapshot of a single communication, display or message on...

... Regulation of Insurers and Lloyd’s Section 6 of the Insurance Ordinance (Cap. 41) (“IO”) prohibits any person from carrying on insurance business in or from Hong Kong except an authorized insurer, Lloyd’s or an association of underwriters...

... Circulars on Regulatory Matters 2020 Date Subject 21 December 2020 Remote Invigilation Mode Examination (RIME) of the Insurance Intermediaries Qualifying...

... Circulars on Regulatory Matters2015 Date Subject...

... Requirements on Captive Insurers In Hong Kong, a captive insurer is legally defined under the Insurance Ordinance (Cap. 41) as an insurer which carries on general insurance business only and its business (i) does not relate to any liabilities or risks in...

... refused to return the remaining amount unless the complaint was withdrawn and a public apology was issued. Later the insurance agent returned a further RMB3,000. The complaint prompted the insurer to conduct an audit call on all of the agent’s clients whose policies had lapsed within the...

... Consultation conclusions on the guideline on pecuniary penalty for licensed insurance intermediaries 28 June 2019 The Insurance Authority (IA) today (28 June 2019) published consultation conclusions on the Guideline on Exercising Power to Impose...

... Annex - Key Findings of the Joint Inspection on the Use of Premium Financing to Take Out Long Term Insurance Policies in Hong Kong i Annex Key findings of the joint inspection of the Insurance Authority and the Hong Kong Monetary Authority on the use of premium financing to take out long term...

... Circulars on Regulatory Matters2012 Date Subject...