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⏭... Representatives of Life Insurance Members (“LIMs”) selling Investment Linked Assurance Scheme (“ILAS”) Products cc : Ms Carol Hui, Assistant Commissioner of Insurance From : Stuart Fraser, Chairman, Life Insurance Council (“LIC”) Date : 8 December 2014 Subject : Updated Requirements Relating to the Sale of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
[PDF]
Checklist_Agency.pdf
... of services to be provided, target market clientele and source of business; 15. Internal control policies and procedures (e.g. operational manual, compliance manual, manual on Anti-Money Laundering); and 16. Copy of the latest financial statements (if the applicant has been incorporated for 12 months...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Agency.pdf -
Date: 2022-01-06
[PDF]
Checklist_Agency.pdf
... of services to be provided, target market clientele and source of business; 15. Internal control policies and procedures (e.g. operational manual, compliance manual, manual on Anti-Money Laundering); and 16. Copy of the latest financial statements (if the applicant has been incorporated for 12 months...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Agency.pdf -
Date: 2022-05-31
[PDF]
Checklist_Agency.pdf
... of services to be provided, target market clientele and source of business; 15. Internal control policies and procedures (e.g. operational manual, compliance manual, manual on Anti-Money Laundering); and 16. Copy of the latest financial statements (if the applicant has been incorporated for 12 months...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Agency.pdf -
Date: 2020-06-24
... Joint statement on the establishment of the Green and Sustainable Finance Cross-Agency Steering Group 5 May 2020 The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) initiated the establishment of the Green and...
https://www.ia.org.hk/english/infocenter/press_releases/20200505.html -
Date: 2020-05-06
... : Authorized Representatives of Life Insurance Members cc : Commissioner of Insurance Chairman, Hong Kong Confederation of Insurance Brokers Chairman, Professional Insurance Brokers Association Life Insurance Companies being non-HKFI Members From : Thomas Lee, Chairman, Life Insurance Council (“LIC”) Date : 14...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_Q_before_taking_out_ILAS_v2_Chi_Eng_14_10_2011_20190823.pdf -
Date: 2019-12-20
... & colleagues, ladies and gentlemen, On behalf of the Hong Kong Insurance Authority (“IA”), it is my great privilege and honour to welcome you all to this Asian Insurance Forum 2019. When I addressed the audience at the inaugural Asia Insurance Forum last December, the IA was still a start-up. We regulated...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2021-12-09
... & colleagues, ladies and gentlemen, On behalf of the Hong Kong Insurance Authority (“IA”), it is my great privilege and honour to welcome you all to this Asian Insurance Forum 2019. When I addressed the audience at the inaugural Asia Insurance Forum last December, the IA was still a start-up. We regulated...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2019.pdf -
Date: 2021-09-08