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⏭... 2012 Source: FATF https://www.fatf-gafi.org/about/whatwedo/ Objective and tasks of the FATF Identifying and analyzing threats to the integrity of the international financial systems Promoting and monitoring implementation of the FATF Recommendations Identifying and engaging with high risk countries and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27
... 2012 Source: FATF https://www.fatf-gafi.org/about/whatwedo/ Objective and tasks of the FATF Identifying and analyzing threats to the integrity of the international financial systems Promoting and monitoring implementation of the FATF Recommendations Identifying and engaging with high risk countries and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2019-11-05
... carrying on) regulated activities: Objective analysis The matter would be considered objectively, i.e. from the perspective of the reasonable observer, considering how the arrangement would work in practice. The focus would not be on any particular snapshot of a single communication, display or message on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... carrying on) regulated activities: Objective analysis The matter would be considered objectively, i.e. from the perspective of the reasonable observer, considering how the arrangement would work in practice. The focus would not be on any particular snapshot of a single communication, display or message on...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
... Circulars on Regulatory Matters 2021 Date Subject 10 December 2021 CPD Penalty Framework and CPD Compliance Reporting Merged CPD assessment period...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2021.html -
Date: 2021-12-10
... Regulation of Insurers and Lloyd’s Section 6 of the Insurance Ordinance (Cap. 41) (“IO”) prohibits any person from carrying on insurance business in or from Hong Kong except an authorized insurer, Lloyd’s or an association of underwriters...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/regulatory_requirements.html -
Date: 2020-09-07
... Ref : Mv093/15 To : Chief Executive Officer, Life Insurance Companies not being Members of the Hong Kong Federation of Insurers cc : Ms Carol Hui, Assistant Commissioner of Insurance From : Andy Robinson, Chairman, Life Insurance Council (“LIC”) Date : 16 July 2015 Subject : Initiative on Financial...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_Initiative_on_FNA_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
...” We are pleased to inform you that the Insurance Authority (“IA”) has formed its Disciplinary Panel Pool (“DPP”), which will serve as an important part of the architecture of the IA’s disciplinary process going forward. As part of the disciplinary process, it is intended that decisions on disciplinary...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_30102020_Formation_of_the_DPP_Publication_of_Conduct_in_Focus.pdf -
Date: 2020-12-21
... Circulars on Regulatory Matters 2020 Date Subject 21 December 2020 Remote Invigilation Mode Examination (RIME) of the Insurance Intermediaries Qualifying...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2020.html -
Date: 2020-12-21