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Insurance Authority bans Ma Chun Kei for 4.5 years for fabricating a certificate of insurance
... 2022; He has been a licensed insurance intermediary for 26 years and has a clean disciplinary record; and There is a need to send a message to deter similar conduct. For further information on the IA’s enforcement work, please see the “Enforcement...
https://www.ia.org.hk/english/infocenter/press_releases/20240111.html -
Date: 2024-01-11
[PDF]
ppt20151109-02.pdf
... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-02.pdf
... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2022-04-27
[PDF]
ppt20151109-02.pdf
... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05
... stability and protecting consumers. On 1 August 2017, the DFSA introduced regulations formalising a tailored regime for loan and investment crowdfunding platforms. 2.1.2. The IA established a Fintech Liaison Team in February 2016, which was renamed to Insurtech Facilitation Team in September 2017, to...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2020-09-28
... stability and protecting consumers. On 1 August 2017, the DFSA introduced regulations formalising a tailored regime for loan and investment crowdfunding platforms. 2.1.2. The IA established a Fintech Liaison Team in February 2016, which was renamed to Insurtech Facilitation Team in September 2017, to...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2021-11-01
... stability and protecting consumers. On 1 August 2017, the DFSA introduced regulations formalising a tailored regime for loan and investment crowdfunding platforms. 2.1.2. The IA established a Fintech Liaison Team in February 2016, which was renamed to Insurtech Facilitation Team in September 2017, to...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2021-09-01
... stability and protecting consumers. On 1 August 2017, the DFSA introduced regulations formalising a tailored regime for loan and investment crowdfunding platforms. 2.1.2. The IA established a Fintech Liaison Team in February 2016, which was renamed to Insurtech Facilitation Team in September 2017, to...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2020-06-19
... Circulars on Regulatory Matters 2021 Date Subject 10 December 2021 CPD Penalty Framework and CPD Compliance Reporting Merged CPD assessment period...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2021.html -
Date: 2021-12-10
... carrying on) regulated activities: Objective analysis The matter would be considered objectively, i.e. from the perspective of the reasonable observer, considering how the arrangement would work in practice. The focus would not be on any particular snapshot of a single communication, display or message on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10