... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... and entities subject to the assets freeze, travel ban and arms embargo set out in paragraph 2 of Security Council resolution 2253 (2015) adopted under Chapter VII of the Charter of the United Nations: A. Individual associated with ISIL (Da’esh) and Al-Qaida QDi.321 Name: 1: MALIK 2: MUHAMMAD 3: ISHAQ...

... insurance intermediaries carrying on regulated activities in respect of medical insurance business. This Update serves to set out the textual updates to the Study Notes for the General Insurance Examination (2018 Edition) to reflect the aforesaid development. 1. The following item is added to the Table of...

... Business 24 Long Term Insurance Business 43 Supervisory Developments for Insurance Intermediaries 58 Consumer Protection 62 Organisation and Management 72 Appendices 79 Calendar of Events 2015 105 This Annual Report covers the events occurred from 1 January 2015 to 31 December 2015. Currency and Exchange...

... Business 24 Long Term Insurance Business 43 Supervisory Developments for Insurance Intermediaries 58 Consumer Protection 62 Organisation and Management 72 Appendices 79 Calendar of Events 2015 105 This Annual Report covers the events occurred from 1 January 2015 to 31 December 2015. Currency and Exchange...

... Business 24 Long Term Insurance Business 43 Supervisory Developments for Insurance Intermediaries 58 Consumer Protection 62 Organisation and Management 72 Appendices 79 Calendar of Events 2015 105 This Annual Report covers the events occurred from 1 January 2015 to 31 December 2015. Currency and Exchange...

... - 1 - CIB-GN(4) (issued on 22 June 2007) (revised on 8 April 2014, effective from 1 June 2014) (further revised on 18 December 2014, effective from 1 January 2015) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance...

... and complaint hotline services will continue as normal, and their operating hours are set out on the IA website. Email responses to enquiries and complaints will also continue as normal. Except those skeleton staff, IA staff will work from home. The IA will continue to review the...