... specified below from its List (the 1988 List) of individuals and entities subject to the assets freeze, travel ban and arms embargo set out in paragraph 1 of Security Council resolution 2255 (2015) adopted under Chapter VII of the Charter of the United Nations. Therefore, the assets freeze, travel ban and...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170309.pdf -
Date: 2018-01-15
... Examination. Both Parts should be studied carefully, but the following table indicates areas of particular importance: Part Relative Weight I 35% II 65% Total 100% Part I Principles and Practice of Insurance TABLE OF CONTENTS Chapter Page 1. RISK AND INSURANCE 1/1 1.1 Concept of Risk 1/1 1.1.1 Meaning of Risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.doc -
Date: 2019-12-02
... the customization complies with all the requirements set out in paragraphs 7.1-7.4 of the Guideline. Q8 Referring to paragraph 7.2 of the Guideline, please provide some examples of information not to be “relevant” and “value to customers”, which depend on customer’s judgment. This may discourage...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL28.pdf -
Date: 2020-09-24
... the customization complies with all the requirements set out in paragraphs 7.1-7.4 of the Guideline. Q8 Referring to paragraph 7.2 of the Guideline, please provide some examples of information not to be “relevant” and “value to customers”, which depend on customer’s judgment. This may discourage...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL28.pdf -
Date: 2020-12-21
... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24
... dealing with referral business, CIB is concerned with the following: 1. Whether the Referrers have held themselves out as Members’ representative in or from Hong Kong but when in fact they are not, 2. Whether the Members have, by their own conduct: 2.1 Permitted such persons to act as their Technical...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN8_Guidance_Note_on_Dealing_with_Referral_Business_v1_7_5_2010_eg19.pdf -
Date: 2019-12-20
... CPD Information Sheet (Apr 2014) Insurance Intermediaries Quality Assurance Scheme Continuing Professional Development Programme The Programme 1. Insurance agents/brokers, their chief executives/responsible officers and technical representatives (collectively referred to as “insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_20140624_Updated_CPD_Info_Sheet_20190823.pdf -
Date: 2019-12-20
... Symposium. International Insurance Conference O n 8 – 9 N o v e m b e r 2 0 0 1 ,I n t e r n a t i o n a l I n s u r a n c e Con fe rence on “Cha l l enges and Opportunities for Insurance in Asia in the New Mi l lenn ium” was he ld in Macau. Chief Executive of the Macau SAR officiated at the opening of the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens8-p3.pdf -
Date: 2020-09-28
... Symposium. International Insurance Conference O n 8 – 9 N o v e m b e r 2 0 0 1 ,I n t e r n a t i o n a l I n s u r a n c e Con fe rence on “Cha l l enges and Opportunities for Insurance in Asia in the New Mi l lenn ium” was he ld in Macau. Chief Executive of the Macau SAR officiated at the opening of the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens8-p3.pdf -
Date: 2021-11-01