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⏭... provide further guidance and support in processing the applications. Please rest assured that detailed instructions of the application process applicable to your agency will be set out in the invitation letter from the IA (per step 1 above). Next steps We have engaged with The Hong Kong Federation of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_agency_company.pdf -
Date: 2020-12-21
..., aligned with a broker company’s responsibility to have in place requisite controls and procedures in respect of its TRs. Please rest assured that detailed instructions of the application process applicable to your broker company will be set out in the invitation letter from the IA (per step 1 above). Next...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_broker_company.pdf -
Date: 2020-12-21
[PDF]
cir_aml_20170406.pdf
...), and after considering the Comprehensive Report of the Ombudsperson on this delisting request. Therefore, the assets freeze, travel ban and arms embargo set out in paragraph 2 of Security Council resolution 2253 (2015) no longer apply to the name set out below: A. Individual associated with ISIL (Da...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170406.pdf -
Date: 2018-01-15
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-09-28
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-11-01
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2021-09-01
[PDF]
ilens14-p4.pdf
... 1 13 �� Intermediaries �� !"#$%&'( � �� !"#$%&'()*+ �� !"#$%&'()*+ �� !"#$%&'()*+,-. �� !"#$%&'()*+,-. �� !"#$%&'()*+,-" �� !"#$% �� !"#$�%&' �� !"#$%&'()*+,�- � �� !"#$%&'()*+ �� !2003�7�8...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-06-19
[PDF]
cir_aml_20171011.pdf
... Requirements The Insurance Authority (“IA”) and the other relevant authorities (“RAs”) 1 have been reviewing various aspects of the anti-money laundering and counter-financing of terrorism (“AML/CFT”) regulatory requirements for financial institutions (“FIs”) 2 , which include the address verification...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171011.pdf -
Date: 2018-01-15
... Proposed New Rules, Codes and Guidelines We are developing a new set of rules, codes and guidelines for the supervision of licensed insurance intermediaries under new regime. When setting the new requirements, references are made to the rules and regulations...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/proposed_new_rules_codes_guidelines.html -
Date: 2019-05-14