... insurance protection evaluated during the FNA process be considered as a “suitability mismatch” (other than affordability mismatch)? A 5b Following the suitability mismatch clarification mentioned above, when the recommended level of insurance protection deviates (plus or minus) from...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20
... connection with; (v) to display your personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-01-06
... Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong, whenever appropriate, and to the extent permitted by the laws of Hong Kong; (c) for any...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A6_Eng_Oct_2020.pdf -
Date: 2022-01-06
... connection; (v) to display and publish personal data on the public registers maintained under the Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-01-06
... personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to co-operate with and assist any other...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-01-06
... connection with; (v) to display your personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-05-31
... Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside Hong Kong, whenever appropriate, and to the extent permitted by the laws of Hong Kong; (c) for any...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A6_Eng_Oct_2020.pdf -
Date: 2022-05-31
... connection; (v) to display and publish personal data on the public registers maintained under the Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place outside...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
... personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to co-operate with and assist any other...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-05-31
... maintained under the Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31