... (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, and taking enforcement or disciplinary actions; (b) to co-operate with and assist any other regulatory body and/or law enforcement body of Hong Kong, or of any place...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2020-06-24
...) under the Ordinance where the licensed insurance intermediaries or responsible officers may otherwise have a connection; (v) to display and publish personal data on the public registers maintained under the Ordinance (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2020-06-24
... post-sale services to clients such as assisting clients in making insurance claims. As their clients’ representatives, it is also common for insurance broker companies to handle client monies. For these reasons, insurance broker companies need to have in place adequate controls and procedures. Indeed, given...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... post-sale services to clients such as assisting clients in making insurance claims. As their clients’ representatives, it is also common for insurance broker companies to handle client monies. For these reasons, insurance broker companies need to have in place adequate controls and procedures. Indeed, given...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03