... otherwise (directly or indirectly) have a connection with; (v) to display your personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation...
https://www.ia.org.hk/english/infocenter/forms/files/FormA3ResponsibleOfficerApplication.pdf -
Date: 2019-09-22
... post-sale services to clients such as assisting clients in making insurance claims. As their clients’ representatives, it is also common for insurance broker companies to handle client monies. For these reasons, insurance broker companies need to have in place adequate controls and procedures. Indeed, given...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... post-sale services to clients such as assisting clients in making insurance claims. As their clients’ representatives, it is also common for insurance broker companies to handle client monies. For these reasons, insurance broker companies need to have in place adequate controls and procedures. Indeed, given...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... post-sale services to clients such as assisting clients in making insurance claims. As their clients’ representatives, it is also common for insurance broker companies to handle client monies. For these reasons, insurance broker companies need to have in place adequate controls and procedures. Indeed, given...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... post-sale services to clients such as assisting clients in making insurance claims. As their clients’ representatives, it is also common for insurance broker companies to handle client monies. For these reasons, insurance broker companies need to have in place adequate controls and procedures. Indeed, given...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
... connection with; (v) to display your personal data on the public registers established by the IA and/or the website of the IA (where applicable); (vi) to investigate complaints and handle enquiries; (vii) to conduct legal proceedings, inspection, investigation, enforcement or disciplinary actions; (b) to...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-01-06