... sector is to facilitate the transfer of funds or money. Money has three principal uses: medium of exchange; a means of holding wealth; and a unit to measure value. Money as defined by the Hong Kong Monetary Authority is classified as: · M1: The sum of legal tender notes and coins held by the public plus...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
... transfer of funds or money. Money has three principal uses: medium of exchange; a means of holding wealth; and a unit to measure value. Money as defined by the Hong Kong Monetary Authority is classified as: - M1: The sum of legal tender notes and coins held by the public plus customers' demand deposits...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
... the disclosure of remuneration made in the IFS, authorized insurers and licensed insurance intermediaries should observe the following principles in handling requests/enquiries from customers on remuneration and formulate an approach to handle such requests/enquiries in accordance with such principles...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
... payment period plus deferral period); and (ii) the end of the annuity period, (For the accumulation period, there should be no overlap between the premium payment period and deferral period.) The specific percentage of the guaranteed portion of the individual policies may vary even though those policies...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
.../en/login.html ANNEX 3 Summary of Penalty Framework for CPD breaches for the Assessment Period 2021/2022 Shortfall of CPD hours Penalties Shortfall is 6 hours or less A fine of $600 per hour of shortfall will be imposed, plus the shortfall must still be rectified by 31 October 2022. Failure to rectify...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Eng.pdf -
Date: 2022-05-31
... payment period plus deferral period); and (ii) the end of the annuity period, (For the accumulation period, there should be no overlap between the premium payment period and deferral period.) The specific percentage of the guaranteed portion of the individual policies may vary even though those policies...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29
... than affordability mismatch)? A 5b Following the suitability mismatch clarification mentioned above, when the recommended level of insurance protection deviates (plus or minus) from the level of insurance protection evaluated during the FNA process, it is considered as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20