... ☐ Pass ☐ Exempt ☐ Grandfathered ☐ Pass ☐ Exempt ☐ Grandfathered † Please tick the appropriate box Version: October 2020 Form A6 AN2 2 Version: October 2020 IV. †Character, Financial Status, Disciplinary Action & Investigation (If the answer to any one or more of the above 14 questions is/ are “Yes...

... entity means a sole proprietorship, a partnership or a company. IV. † Capacities in a Licensed Insurance Intermediary 1. Does the Body Corporate manage or control any matter relating to a regulated activity of the Licensee/ Applicant? ☐ Yes ☐ No 2. Is the Body Corporate related to any licensed insurance...

...: ___________________________________________ Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A5 IV. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s) in the table below and submit Form A3 - Application for Responsible Officer for each proposed Responsible Officer. Name of Proposed...

... insurance broker company terminates the appointment of a TR, the broker company must notify the IA in writing of the termination. iv) A licensed insurance broker company must notify the IA within 14 days of terminating the appointment of its RO. v) A licensed insurance broker company must notify the IA of...

... iv Chapter Page 4. INVESTMENT-LINKED LONG TERM INSURANCE POLICIES 4/1 4.1 Historical Development 4/1 4.2 Characteristics of Investment-linked Long Term Insurance Policies 4/3 4.3 Types of Charges of Investment-linked Long Term Insurance Policies 4/3 4.3.1 Charges 4.3.2 Charges related to...

... Annuity iv Chapter Page 4. INVESTMENT-LINKED LONG TERM INSURANCE POLICIES 4/1 4.1 Historical Development 4/1 4.2 Characteristics of Investment-linked Long Term Insurance Policies 4/3 4.3 Types of Charges of Investment-linked Long Term Insurance Policies 4/3 4.3.1 Charges 4.3.2 Charges related to...

... other expenses; - dividends to policy holders; - the amount of funds brought forward and carried forward; and - the amount transferred to/from the profit and loss account; (iv) a projected profit and loss account; and (v) a projected balance sheet. (b) provide financial projections for each of the first...

... other expenses; - dividends to policy holders; - the amount of funds brought forward and carried forward; and - the amount transferred to/from the profit and loss account; (iv) a projected profit and loss account; and (v) a projected balance sheet. (b) provide financial projections for each of the first...