... Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) IV. Proposed Line of Business † Please select the line of business you propose to carry on. ☐ General ☐ Long Term excluding Linked Long Term ☐ Long Term including Linked Long Term ☐ General and Long...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2020-06-24
... terminated (other than due to the death of the Insured). The cash value of these bonuses may not be equal to the face value of the bonuses. [only applicable to reversionary bonus plans] (iv) The face value of reversionary bonus is guaranteed once declared while the cash value of reversionary bonus is not...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.Standard_Illustration_for_Participating_Policies.pdf -
Date: 2019-12-20
... usually include their (i) investment objectives, (ii) investment knowledge and experience, (iii) preferred investment horizon, (iii) risk attitude and appetite, and (iv) risk tolerance or capacity, that Members should develop and use appropriate risk profile questionnaire for understanding the clients in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v2_8_4_2014_eg19.pdf -
Date: 2019-12-20
...) investment objectives, (ii) investment knowledge and experience, (iii) preferred investment horizon, (iv) risk attitude and appetite, and (v) risk tolerance or capacity. Members should develop and use appropriate risk profile questionnaires to understand and record the clients’ risk profile in this regard...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20