... wife or husband or minor child (including a step-child) of that person; (ii) any body corporate of which that person is a director; (iii) any person who is an employee or partner of that person; (iv) if that person is a body corporate: (aa) any director (other than an independent non- executive...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
...) monies received on behalf of client from insurers, reinsurers, insurance intermediaries and any other third parties relating to the settlement of insurance claims; (iii) monies received for the purposes of the client which are incidental to the ordinary transactions of insurance broking business; and (iv...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
..., insurance intermediaries and any other third parties relating to the settlement of insurance claims; (iii) monies received for the purposes of the client which are incidental to the ordinary transactions of insurance broking business; and (iv) monies required to be deposited for settlement of bank charges...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
...: (i) 已經向積金局登記為強積金中介人;及 (ii) 遵守《強積金守則》指定的要求;及 Under clause 62: delete sub-clause (d) 第 62 條條款如下: 刪除第(d)款 62. The Qualifying Examinations consist of the following Papers: (d) Paper IV – MPF Schemes; 62. 資格考試包括以下試卷:- (d) 試卷四 - 強積金計劃; Under clause 64: i. amend sub-clause (b)(i) as shown on right-hand side...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_HKFI_CoP_for_Admin_of_Agents_v7b_24_5_2018_20190823.pdf -
Date: 2019-12-20
... the member, and may only be withdrawn from the Nominated Account once funds have been credited to that Nominated Account by the bank; (iv) the member will be responsible for all bank charges that may be payable on any Nominated Accounts, and not less than quarterly, shall transfer from the member's...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_PIBA_Membership_Regulations_v5_15_4_2013_eg19.pdf -
Date: 2019-12-20
...) Size and type of insurance business, and targeted users iii) Technology involved iv) Expected outcome and success criteria of the trial B. Risk management controls C. Customer protection D. Resources and readiness of the insurer E. Exit strategy 19 “Fast Track” • A dedicated queue for new authorization...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2021-12-09
...) Size and type of insurance business, and targeted users iii) Technology involved iv) Expected outcome and success criteria of the trial B. Risk management controls C. Customer protection D. Resources and readiness of the insurer E. Exit strategy 19 “Fast Track” • A dedicated queue for new authorization...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2021-09-08
...; and iv. clicking ‘Download’ The CPD lists will be updated on a daily basis to keep track of the appointed individual licensees for each principal. The final updated CPD list for each principal as of 31 July 2022 will show the CPD hours that their appointed individual licensees are required to complete...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_28012022_Eng.pdf -
Date: 2022-05-31