... Intermediaries under the Insurance Ordinance (Cap.41) in relation to the education and qualification of the RO. † Please tick the appropriate box. 2 Form A3 IV. Proposed Duties and Responsibilities of Proposed RO (If there is not enough space, please provide the required information on a separate sheet.) Please...

... amount paid up thereof and the amount of any subordinated loan stock of the company and the amount paid up in respect of any redeemable preference shares of the company is not less than— (i) except if subparagraph (ii), (iii) or (iv) applies to the company, $10,000,000 or its equivalent; (Amended 29 of...

...及法律總監 郭家華 謹啟 2021年9月17日 副本抄送： 香港保險業聯會 香港專業保險經紀協會 香港保險顧問聯會 1 有關不遵守持續專業培訓規定的罰則框架（「持續專業培訓罰則框架」）的常見問題 I. 遵守持續專業培訓規定：Q1 – Q3 II. 匯報持續專業培訓紀錄：Q4 – Q5 III. 施加及繳交罰款：Q6 - Q7 IV. 豁免／降低罰款：Q8 V. 暫時吊銷或撤銷牌照：Q9 – Q10 VI. 沒有遞交或逾期遞交已填妥的持續專業培訓聲明書：Q11 – Q12 I. 遵守持續專業培訓規定 Q1 個人持牌人能否參與同一持續專業培訓活動以補回持續專業培訓尚欠時數？ A1 有關情況已於...

...        IV.   IMPLEMENTATION        Q  10. Is  there  any  transitional  arrangement  for  FNA  performed  before  the  implementation  date  of  1  January  2016  but  the  policy  concerned  is  not  issued  before that date?  A  10. For  new  business  (including  new  application  and  top‐up)  using...

... product options to the customer.  (as at 12 December 2016)  - 6 - IV.   IMPLEMENTATION        Q  10. Is  there  any  transitional  arrangement  for  FNA  performed  before  the  implementation  date  of  1  January  2016  but  the  policy  concerned  is  not  issued  before that date?  A  10. For  new...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Annex...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Annex...

... amount transferred to/from the profit and loss account; (iv) a projected profit and loss account; and (v) a projected balance sheet. (c) If the company applies for reinsurance of both general business and long term business projections as required under items (a) and (b) described above. (A combined...

... the commissions payable and other expenses; - the amount of funds brought forward and carried forward; and - the amount transferred to/from the profit and loss account; (iv) a projected profit and loss account; and (v) a projected balance sheet. - 11 - (c) If the company applies for reinsurance of...