... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...

... Framework”) I. Compliance with the CPD Requirements: Q1 – Q3 II. Reporting of CPD Compliance Records: Q4 – Q5 III. Imposition and Settlement of Pecuniary Fine: Q6 - Q7 IV. Waiver/Reduction of Penalty: Q8 V. Suspension or Revocation of Licence: Q9 – Q10 VI. Failure to submit or late in submitting the...

... products or services; (ii) advising existing or potential policy holders on the terms of their insurance policies or their insurance needs, etc.; (iii) quoting insurance premiums for a particular type of insurance product offered by one or more authorized insurers; (iv) comparing the respective premiums...

... capital resources or regulatory capital requirements assuming that the planned management actions are effectively taken, and include such assessment in its ORSA Report. IV. Scenario Reporting IV.1. The presentation of scenarios (including base scenario) in a long term insurer’s ORSA Report should cover...

... capital resources or regulatory capital requirements assuming that the planned management actions are effectively taken, and include such assessment in its ORSA Report. IV. Scenario Reporting IV.1. The presentation of scenarios (including base scenario) in a long term insurer’s ORSA Report should cover...