... any bodies of insurance brokers?  Yes  No If yes, give full particulars: 5 G. Does the relevant person hold any business licence(s), such as investment advisor/dealer/exempt dealer, money lender etc.?   Yes  No If yes, give full particulars: H. Has any application of the relevant person for...

... Systems and Senior Management Oversight 5 Product/service risk – what are the characteristics of the products and services offered and the associated ML/TF risks Delivery/distribution channel risk – whether they are direct sales, through intermediaries, or non- face-to-face channels AML/CFT Systems and...

... File Name (4) Annex Annex on discount rates HKQIS2019 Annex.xlsx (5) Q&A template A template for QIS participants to submit questions which will be responded by the IA throughout the questions and answers (Q&A) process HKQIS2019 Q&A_Template.xlsx QIS Matching Adjustment Package (applicable to insurers...

... reference from the Group of Seven’s Fundamental Elements on 5 Cybersecurity for the Financial Sector, the guideline provides insurers with guiding principles for developing their cybersecurity framework. Later this morning, there will be a keynote presentation by Ping An as well as a panel discussion on...

... 4. Have you ever been convicted of a criminal offence by any court in Hong Kong or elsewhere or are you the subject of unresolved criminal charges in Hong Kong or elsewhere? (Please complete Form S3.) ☐ Yes ☐ No 5. Have you ever been refused or restricted from carrying on any trade, business or...

... ☐ No 4. Is the Body Corporate the subject of an investigation and/or disciplinary action or proceeding conducted by any professional body established under any laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? ☐ Yes ☐ No 5. Has the Body Corporate ever been: (a) a...

... Cir dd 18.01.2021 - Applications for new licences by deemed licensees 8 January 2021 Our Ref: MC/INT/5 By Email To: Chief Executives of all Authorized Insurers, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies Dear Sirs...

... reference from the Group of Seven’s Fundamental Elements on 5 Cybersecurity for the Financial Sector, the guideline provides insurers with guiding principles for developing their cybersecurity framework. Later this morning, there will be a keynote presentation by Ping An as well as a panel discussion on...

... Cir dd 18.01.2021 - Applications for new licences by deemed licensees 8 January 2021 Our Ref: MC/INT/5 By Email To: Chief Executives of all Authorized Insurers, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies Dear Sirs...

... 4. Have you ever been convicted of a criminal offence by any court in Hong Kong or elsewhere or are you the subject of unresolved criminal charges in Hong Kong or elsewhere? (Please complete Form S3.) ☐ Yes ☐ No 5. Have you ever been refused or restricted from carrying on any trade, business or...