... Requirements IA circular issued on 5 Aug 2020 Sandbox application for the distribution of long term insurance policies via video conferencing tools. Details of the AML/CFT controls required, including: ML/TF Risk Assessment The corresponding additional measures 10 Key AML/CFT Regulatory Requirements What’s...

... Requirements IA circular issued on 5 Aug 2020 Sandbox application for the distribution of long term insurance policies via video conferencing tools. Details of the AML/CFT controls required, including: ML/TF Risk Assessment The corresponding additional measures 10 Key AML/CFT Regulatory Requirements What’s...

...主事人截至 2022 年 7 月 31 日獲委任的個人持牌人的 培訓時數要求，委任主事人可於 2022 年 8 月 1 日起經一站通下載最終培訓清單。委任 主事人應使用截至 2022 年 7 月 31 日的最終培訓清單向保監局匯報其獲委任個人持牌 人的培訓合規情況。 保監局了解到部份持牌保險代理機構及持牌保險經紀公司仍未在一站通開設監督人帳 戶。有見及此，保監局已於 2022 年 5 月上旬透過電郵將培訓清單發送予這些委任主事 人，並將會於 2022 年 8 月上旬向他們發送最終培訓清單，以便他們監察其獲委任個人 持牌人的合規情況。然而，為了能獲取其最新的培訓清單，這些委任主事人必須盡快向 保監局...

... 5 October 2018 Updated list of relevant persons and entities under the United Nations Sanctions (ISIL and Al-Qaida) Regulation List of relevant persons and entities 21 September 2018 United Nations Sanctions (Libya...

... insured property. The sum insured for life insurance should be su�cient to maintain your living standard or cover your financial burdens such as support those of your loved ones for a certain period of time. 5 6 8 7 Tips on buying insurance Replace a policy Policy values Read details Decide on the amount...

... Systems and Senior Management Oversight 5 Product/service risk – what are the characteristics of the products and services offered and the associated ML/TF risks Delivery/distribution channel risk – whether they are direct sales, through intermediaries, or non- face-to-face channels AML/CFT Systems and...

... long way to attend this meeting shows a collective recognition of AFIR’s role in helping us reflect on our regulatory frameworks to address new risks, fill supervisory gaps and seize new opportunities. 5 I sincerely hope the meeting today and tomorrow will live up to your expectations and reinforce the...

... principles of reasonableness and appropriateness in regulating the conduct of both agents and brokers. 5 We hope the participation of the industry in formulating the regulatory requirements for insurance intermediaries would create a strong sense of ownership and commitment on the part of industry...

... any bodies of insurance brokers?  Yes  No If yes, give full particulars: 5 G. Does the relevant person hold any business licence(s), such as investment advisor/dealer/exempt dealer, money lender etc.?   Yes  No If yes, give full particulars: H. Has any application of the relevant person for...

... long way to attend this meeting shows a collective recognition of AFIR’s role in helping us reflect on our regulatory frameworks to address new risks, fill supervisory gaps and seize new opportunities. 5 I sincerely hope the meeting today and tomorrow will live up to your expectations and reinforce the...