... Systems and Senior Management Oversight 5 Product/service risk – what are the characteristics of the products and services offered and the associated ML/TF risks Delivery/distribution channel risk – whether they are direct sales, through intermediaries, or non- face-to-face channels AML/CFT Systems and...

... long way to attend this meeting shows a collective recognition of AFIR’s role in helping us reflect on our regulatory frameworks to address new risks, fill supervisory gaps and seize new opportunities. 5 I sincerely hope the meeting today and tomorrow will live up to your expectations and reinforce the...

... principles of reasonableness and appropriateness in regulating the conduct of both agents and brokers. 5 We hope the participation of the industry in formulating the regulatory requirements for insurance intermediaries would create a strong sense of ownership and commitment on the part of industry...

... any bodies of insurance brokers?  Yes  No If yes, give full particulars: 5 G. Does the relevant person hold any business licence(s), such as investment advisor/dealer/exempt dealer, money lender etc.?   Yes  No If yes, give full particulars: H. Has any application of the relevant person for...

... long way to attend this meeting shows a collective recognition of AFIR’s role in helping us reflect on our regulatory frameworks to address new risks, fill supervisory gaps and seize new opportunities. 5 I sincerely hope the meeting today and tomorrow will live up to your expectations and reinforce the...

... principles of reasonableness and appropriateness in regulating the conduct of both agents and brokers. 5 We hope the participation of the industry in formulating the regulatory requirements for insurance intermediaries would create a strong sense of ownership and commitment on the part of industry...

... Systems and Senior Management Oversight 5 Product/service risk – what are the characteristics of the products and services offered and the associated ML/TF risks Delivery/distribution channel risk – whether they are direct sales, through intermediaries, or non- face-to-face channels AML/CFT Systems and...

... any bodies of insurance brokers?  Yes  No If yes, give full particulars: 5 G. Does the relevant person hold any business licence(s), such as investment advisor/dealer/exempt dealer, money lender etc.?   Yes  No If yes, give full particulars: H. Has any application of the relevant person for...

... CPD hours that can be obtained through Type 1 and Type 7 E-learning Activities for each of the First and Second CPD Assessment Periods is increased from 5 CPD hours to 7 CPD hours. This means that, out of the total number of CPD hours across both the First and the Second Assessment Periods, a maximum...

... CPD hours that can be obtained through Type 1 and Type 7 E-learning Activities for each of the First and Second CPD Assessment Periods is increased from 5 CPD hours to 7 CPD hours. This means that, out of the total number of CPD hours across both the First and the Second Assessment Periods, a maximum...