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⏭... information on your qualification including the relevant discipline, name and country of institution and/or exemption.) Qualification Exemption ☐ Please tick this box if the proposed RO is exempted from the criteria under paragraph 5.5 of the Guideline on “Fit and Proper” Criteria for Licensed Insurance...
https://www.ia.org.hk/english/infocenter/forms/files/FormA3ResponsibleOfficerApplication.pdf -
Date: 2019-09-22
... customer fairly”. Avoid these kind of questionable practices. Be professional and ethical at all times. CONDUCT IN FOCUS 5 Always be aware that sale activities from booths or makeshift retail outlets are not conducive to offering the discussion time needed for prospective policyholders to understand the...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2021-12-14
... customer fairly”. Avoid these kind of questionable practices. Be professional and ethical at all times. CONDUCT IN FOCUS 5 Always be aware that sale activities from booths or makeshift retail outlets are not conducive to offering the discussion time needed for prospective policyholders to understand the...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2022-05-24
[PDF]
text-ilens8.pdf
... workforce of over 3 million people who receive this form of protection. Mr. Raymond Chow, an experienced insurance educator, is about to brief you on this compulsory responsibility of employers. 5 Feature Mr. Raymond Chow Wai-man is a Chartered Insurance Practitioner and a visiting lecturer of the Hong Kong...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2020-09-28
[PDF]
text-ilens8.pdf
... workforce of over 3 million people who receive this form of protection. Mr. Raymond Chow, an experienced insurance educator, is about to brief you on this compulsory responsibility of employers. 5 Feature Mr. Raymond Chow Wai-man is a Chartered Insurance Practitioner and a visiting lecturer of the Hong Kong...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2021-11-01
[PDF]
text-ilens8.pdf
... workforce of over 3 million people who receive this form of protection. Mr. Raymond Chow, an experienced insurance educator, is about to brief you on this compulsory responsibility of employers. 5 Feature Mr. Raymond Chow Wai-man is a Chartered Insurance Practitioner and a visiting lecturer of the Hong Kong...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2021-09-01
[PDF]
text-ilens8.pdf
... workforce of over 3 million people who receive this form of protection. Mr. Raymond Chow, an experienced insurance educator, is about to brief you on this compulsory responsibility of employers. 5 Feature Mr. Raymond Chow Wai-man is a Chartered Insurance Practitioner and a visiting lecturer of the Hong Kong...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens8.pdf -
Date: 2020-06-19
... Requirements IA circular issued on 5 Aug 2020 Sandbox application for the distribution of long term insurance policies via video conferencing tools. Details of the AML/CFT controls required, including: ML/TF Risk Assessment The corresponding additional measures 10 Key AML/CFT Regulatory Requirements What’s...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... Requirements IA circular issued on 5 Aug 2020 Sandbox application for the distribution of long term insurance policies via video conferencing tools. Details of the AML/CFT controls required, including: ML/TF Risk Assessment The corresponding additional measures 10 Key AML/CFT Regulatory Requirements What’s...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
...主事人截至 2022 年 7 月 31 日獲委任的個人持牌人的 培訓時數要求，委任主事人可於 2022 年 8 月 1 日起經一站通下載最終培訓清單。委任 主事人應使用截至 2022 年 7 月 31 日的最終培訓清單向保監局匯報其獲委任個人持牌 人的培訓合規情況。 保監局了解到部份持牌保險代理機構及持牌保險經紀公司仍未在一站通開設監督人帳 戶。有見及此，保監局已於 2022 年 5 月上旬透過電郵將培訓清單發送予這些委任主事 人，並將會於 2022 年 8 月上旬向他們發送最終培訓清單，以便他們監察其獲委任個人 持牌人的合規情況。然而，為了能獲取其最新的培訓清單，這些委任主事人必須盡快向 保監局...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Chi.pdf -
Date: 2022-05-31