... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... for the entire term of the insurance policy/investment plan in (c) above? (tick one) i) <10% (effective from 1 January 2015) ii) 10% - 20% iii) 21% - 30% iv) 31% - 50% v) >50% e. In considering your ability to make payments, what are your sources of funds? (tick one or more) i) salary...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
...香港呈交或收取的; (iii) the proposal form, application form or any other form of a similar nature is submitted or received in Hong Kong; (iv) 投保表格、投保申請表格或任何其他同類性質的表格是在香港獲接受的;或 (iv) the proposal form, application form or any other form of a similar nature is accepted in Hong Kong; or (v) 風險是在香港獲接受的;或 (v) the...
https://www.ia.org.hk/english/infocenter/statistics/files/GB_Definition_2020.pdf -
Date: 2021-10-07
...香港呈交或收取的; (iii) the proposal form, application form or any other form of a similar nature is submitted or received in Hong Kong; (iv) 投保表格、投保申請表格或任何其他同類性質的表格是在香港獲接受的;或 (iv) the proposal form, application form or any other form of a similar nature is accepted in Hong Kong; or (v) 風險是在香港獲接受的;或 (v) the...
https://www.ia.org.hk/english/infocenter/statistics/files/Definition_2018.pdf -
Date: 2019-11-04
...香港呈交或收取的; (iii) the proposal form, application form or any other form of a similar nature is submitted or received in Hong Kong; (iv) 投保表格、投保申請表格或任何其他同類性質的表格是在香港獲接受的;或 (iv) the proposal form, application form or any other form of a similar nature is accepted in Hong Kong; or (v) 風險是在香港獲接受的;或 (v) the...
https://www.ia.org.hk/english/infocenter/statistics/files/Definition_L_2018.pdf -
Date: 2019-09-30
...格或任何其他同類性質的表格是在香港呈交或收取的; (iii) the proposal form, application form or any other form of a similar nature is submitted or received in Hong Kong; (iv) 投保表格、投保申請表格或任何其他同類性質的表格是在香港獲接受的;或 (iv) the proposal form, application form or any other form of a similar nature is accepted in Hong Kong; or (v) 風險是在...
https://www.ia.org.hk/english/infocenter/statistics/files/Definition_2019.pdf -
Date: 2020-09-30
...格或任何其他同類性質的表格是在香港呈交或收取的; (iii) the proposal form, application form or any other form of a similar nature is submitted or received in Hong Kong; (iv) 投保表格、投保申請表格或任何其他同類性質的表格是在香港獲接受的;或 (iv) the proposal form, application form or any other form of a similar nature is accepted in Hong Kong; or (v) 風險是在...
https://www.ia.org.hk/english/infocenter/statistics/files/Definition_L_2019.pdf -
Date: 2020-09-30
... the next 3 years, will suffice). - 11 - PART IV - OTHER INFORMATION, ACCOUNTS, AGREEMENTS, REINSURANCE TREATIES, CERTIFICATE AND REPORTS 32. The rationale for the company to carry on insurance business in or from Hong Kong. Whether such rationale is substantiated by viable market feasibility study....
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-01-06
... the next 3 years, will suffice). - 11 - PART IV - OTHER INFORMATION, ACCOUNTS, AGREEMENTS, REINSURANCE TREATIES, CERTIFICATE AND REPORTS 32. The rationale for the company to carry on insurance business in or from Hong Kong. Whether such rationale is substantiated by viable market feasibility study....
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-05-31
... the next 3 years, will suffice). - 11 - PART IV - OTHER INFORMATION, ACCOUNTS, AGREEMENTS, REINSURANCE TREATIES, CERTIFICATE AND REPORTS 32. The rationale for the company to carry on insurance business in or from Hong Kong. Whether such rationale is substantiated by viable market feasibility study....
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2020-06-24