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... general guiding principles which the IA uses in assessing the effectiveness of an insurer’s cybersecurity framework. 1.2 Cyber risk is one of the most significant operational risks that insurers face, particularly with regard to the business operations they conduct digitally and on-line. Cybersecurity...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Cybersecurity_English.pdf - Date: 2019-11-29
... does not have the force of law and should not be interpreted in a way that would override the provision of any law. A non-compliance with the provisions in this Guideline would not by itself render an authorized insurer liable to judicial or other proceedings. A non-compliance may, however, reflect on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf - Date: 2019-11-29
... New Regulation Landscape for Insurance Intermediaries Updates on the New Insurance Intermediaries Regulatory Regime Mr Stephen Po Executive Director , Market Conduct Division 26 September 2017 Agenda • Background information • New Regulatory Regime & Transition • Industry Collaboration • New...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf - Date: 2021-12-09
... New Regulation Landscape for Insurance Intermediaries Updates on the New Insurance Intermediaries Regulatory Regime Mr Stephen Po Executive Director , Market Conduct Division 26 September 2017 Agenda • Background information • New Regulatory Regime & Transition • Industry Collaboration • New...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf - Date: 2021-09-08
... New Regulation Landscape for Insurance Intermediaries Updates on the New Insurance Intermediaries Regulatory Regime Mr Stephen Po Executive Director , Market Conduct Division 26 September 2017 Agenda • Background information • New Regulatory Regime & Transition • Industry Collaboration • New...
https://www.ia.org.hk/english/infocenter/files/Updates_on_the_New_Insurance_Intermediaries_Regulatory_Regime.pdf - Date: 2020-06-12
... 15 October 2004 To: Chief Executive of all authorized insurance institutions       carrying on long term business Dear Sir/Madam, United Nations Security Council Resolution 1532 Further to my letter of 18...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular151004.html - Date: 2017-06-23
..., Equity and Inclusion (DEI); Environmental, Social and Governance (ESG); and Web3 development, focusing on how they can positively interact with the financial sector to promote a more stable and resilient financial system. Mr John Lee, Chief Executive of the Hong Kong Special Administrative...
https://www.ia.org.hk/english/infocenter/press_releases/20231110.html - Date: 2023-11-10
... Companies Ordinance (Cap. 622) to “mean any two or more bodies corporate one of which is the holding company of the other or others”.  With the enactment of the Insurance Companies (Amendment) Ordinance 1997 on 1 May 1997, concessions are in place in the regulatory framework to...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/requirements_captive_insurers.html - Date: 2020-04-28
... qualification/course may be required.  Please refer to Annex 2 (Exemptions) to the Guideline on “Fit and Proper” Criteria for details about the exemption criteria for the minimum education requirements.  If you had used a Mainland qualification for first registration with the Insurance Agents Registration...
https://www.ia.org.hk/english/infocenter/forms/files/Notes_on_Individual_Licence_Application_Mar2022.pdf - Date: 2022-05-31
... monies, that client monies are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf - Date: 2019-12-20