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⏭... insurance brokers (who represent clients). Broad agreement was expressed on the eight General Principles of conduct with complementary Standards and Practices, as well as the requirements on corporate governance, internal controls and procedures for insurance agencies and broker companies. The two codes...
https://www.ia.org.hk/english/infocenter/press_releases/20190903.html -
Date: 2019-09-03
... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05
... ANNEX B Feedback to Consultation Paper on the Draft Insurance (Special Purpose Business) Rules (Comments should be sent to the Insurance Authority on or before 16 October 2020.) To: Insurance Authority (email: [email protected]) Name of Respondent: Contact Person (if Respondent is an organization...
https://www.ia.org.hk/english/infocenter/files/Feedback_Template_on_the_Draft_Insurance_Special_Purpose_Business_Rules_ENG.docx -
Date: 2020-09-04
... have links with such persons. The text of the Executive Order and the names are available on the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac). A list containing the 66 names downloaded from the above website is enclosed herewith at Appendix for your easy...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular191001.html -
Date: 2017-06-23
... Nations Security Council Committee has designated a new consolidated list of names under section 3 of the United Nations Sanctions (Afghanistan) Regulation ( " Regulation "). The list was gazetted and came into effect on 7 June 2002 in accordance with the Regulation. A copy of the Gazette Notice...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular190602.html -
Date: 2017-06-23
...) launched a six-week public consultation on the draft Insurance (Valuation and Capital) Rules (Cap.41R) and the draft Insurance (Submission of Statements, Reports and Information) Rules (Cap.41S) to tie in with the implementation of the Risk-based Capital (RBC) regime. The draft Insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20231205.html -
Date: 2023-12-05
... Circulars on Regulatory Matters2014 Date Subject...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2014.html -
Date: 2017-06-22
... increasing Open API application and the industry-wide recognition on the importance of Open API for system interface enhancement and data exchange, the IA has worked closely with market stakeholders to formulate the Framework with a view to providing guiding principles on Open API adoption, covering areas...
https://www.ia.org.hk/english/infocenter/press_releases/20230918.html -
Date: 2023-09-18