... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...

... Regulatory Requirements on Lloyd's Lloyd's is subject to similar regulatory requirements applicable to other authorized insurers. During any period when a member of Lloyd's is carrying on insurance business in Hong Kong, Lloyd's, a member of...

... were gazetted and came into effect on 11 January 2002 in accordance with the two captioned Regulations. Copies of the lists are at Annex (GN260, GN261). Accordingly, please check the names that appear on the lists against your records and take appropriate steps to ensure compliance with...

... designated by the relevant United Nations Security Council Committee was published in the Gazette (G.N. 5628) and came into effect on 13 September 2002 in accordance with section 10 of the United Nations Sanctions (Afghanistan) Regulation ("Regulation"). A copy of the list is enclosed at Annex....

... the applicant on the application being processed, or direct with registrants, or ex- registrants, e.g. in dealing with a complaint or a non-compliance issue or other registration issue or for serving a notice of de-registration to ex-registrant. This is also to set up appropriate control measures in...

... have links with such persons. The text of the Executive Order and the names are available on the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac). A list containing the 66 names downloaded from the above website is enclosed herewith at Appendix for your easy...

... increasing Open API application and the industry-wide recognition on the importance of Open API for system interface enhancement and data exchange, the IA has worked closely with market stakeholders to formulate the Framework with a view to providing guiding principles on Open API adoption, covering areas...

... formulated in consultation with the industry and the public. At the same time, we have refined six existing guidelines on the sale of long term policies. The volume of those regulatory instruments appears huge but the basic principle is simple. Let me now summarise some of the most important requirements and...

... formulated in consultation with the industry and the public. At the same time, we have refined six existing guidelines on the sale of long term policies. The volume of those regulatory instruments appears huge but the basic principle is simple. Let me now summarise some of the most important requirements and...

... formulated in consultation with the industry and the public. At the same time, we have refined six existing guidelines on the sale of long term policies. The volume of those regulatory instruments appears huge but the basic principle is simple. Let me now summarise some of the most important requirements and...