Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... matter. Regulated advice would generally relate to the provision of a recommendation to the existing or potential policy holder on the contract of insurance or insurance matter, or be a statement made with a view to the policy holder placing reliance on that statement in respect of the contract of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2020-07-06
... matter. Regulated advice would generally relate to the provision of a recommendation to the existing or potential policy holder on the contract of insurance or insurance matter, or be a statement made with a view to the policy holder placing reliance on that statement in respect of the contract of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2018-11-30
... 27 November 2003 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, Supplement to the Guidance Note on Prevention of Money Laundering & Guideline...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular271103.html -
Date: 2017-06-23
... Securities and Futures Commission, have been consulted about the contents of this Guidance Note. (III) Guideline Insurers have the choice of one of the two options below to illustrate the assumed rates of return: 1) four assumed rates of return for illustration, 0%, 3%, 6% and 9% on two pages with surrender...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4.GN_on_ILAS_Illustration_Document.pdf -
Date: 2019-12-20
... engaged with the Working Group on Direct Licensing Regime for Insurance Intermediaries (comprising the SROs), and the Discussion Group (Insurance Agents) (comprising representative bodies for insurance agents). 13. The draft Rules will be finalized after taking into account the feedback collected during...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_Draft_Rules_on_Max_Number_of_Insurers_ENG.pdf -
Date: 2018-10-31
... 30 November 2018 Our Ref: MC/INT/5 To: Chief Executives of all authorized insurers Dear Sirs, Explanatory Note on Licensing Requirements for Employees of Authorized Insurers under Regulatory Regime for Insurance Intermediaries We are writing to inform you that an Explanatory Note on Licensing...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf -
Date: 2018-11-30
... 30 November 2018 Our Ref: MC/INT/5 To: Chief Executives of all authorized insurers Dear Sirs, Explanatory Note on Licensing Requirements for Employees of Authorized Insurers under Regulatory Regime for Insurance Intermediaries We are writing to inform you that an Explanatory Note on Licensing...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf -
Date: 2018-11-30
... Insurance Authority consults on the proposed Insurance (Special Purpose Business) Rules 4 September 2020 The Insurance Authority (“IA”) today (4 September 2020) launched a six-week public consultation on the draft Insurance (Special...
https://www.ia.org.hk/english/infocenter/press_releases/20200904_1.html -
Date: 2020-09-04
... Annual Compliance Certification Guideline on Anti-Money Laundering and Counter-Terrorist Financing (AML) published under S7 of the AMLO and S4A of ICOi (July 2012) (Applicable only to Member engaged in Long Term Insurance Business) This is to certify that: 1 A Compliance Officer (namely...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Annual_Compliance_Cert_Guideline_on_AML_and_CTF_v2_eg19.pdf -
Date: 2019-12-20
... needs and insurance needs. On the other hand, for a participating policy where substantial portion of surrender benefits is derived from guaranteed benefits, there exists a savings element and may be suitable for customers with both savings needs and insurance needs. Insurers, when...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20