... insurance matter. Regulated advice would generally involve the provision of a recommendation to a client on the contract of insurance or insurance matter, or be a statement made with a view to the client placing reliance on that statement in respect of the contract of insurance or insurance matter. The IA...

... insurance matter. Regulated advice would generally involve the provision of a recommendation to a client on the contract of insurance or insurance matter, or be a statement made with a view to the client placing reliance on that statement in respect of the contract of insurance or insurance matter. The IA...

... Guidelines on Conduct Requirements for Registered MPF Intermediaries Registered MPF intermediaries must comply with a set of...

... ensure compliance with the Guidance Note on Prevention of Money Laundering. A copy of the FATF press release of 13 March 2003 in respect of the Philippines is attached at Annex for your reference. The FATF will review the NCCT list from time to time. Changes to the list, if any, will...

... that a new consolidated list of names designated by the United Nations Security Council Committee was published in the Gazette (G.N. 1596) on 14 March 2003 in accordance with the Ordinance. The gazetted list is available on the Government website (www.info.gov.hk/pd/content/index.htm) under Gazette...

... that a new consolidated list of names designated by the United Nations Security Council Committee was published in the Gazette (G.N. 1793) on 21 March 2003 in accordance with the Regulation. The gazetted list is available on the Government website www.info.gov.hk/pd/content/index.htm) under Gazette...

... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...

... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...

... - Overview Consequences of failure to comply with GL3: 5 An authorized insurer or reinsurer Adversely affect on the fitness and properness of its directors and controllers Disciplinary action Licensed insurance agency or Licensed insurance broker company Adversely affect on the fitness and properness of its...

... gazetted and came into effect on 11 January 2002 in accordance with the two captioned Regulations. Copies of the lists are at Annex (GN260, GN261). Accordingly, please check the names that appear on the lists against your records and take appropriate steps to ensure compliance with the said...