... the applicant on the application being processed, or direct with registrants, or ex- registrants, e.g. in dealing with a complaint or a non-compliance issue or other registration issue or for serving a notice of de-registration to ex-registrant. This is also to set up appropriate control measures in...

... transactions with persons, including companies and financial institutions, from the above NCCTs. This is in addition to the requirements set out in the Guidance Note on Prevention of Money Laundering issued by the Insurance Authority. In view of the inadequate progress made by Nauru, the Philippines...

...) Licence Granted by Financial Regulator(s) Supplemental Form on the licence “Yes” for any question on Character, Financial Status, Disciplinary Action & Investigation (Section VI) Relevant information on a separate sheet together with the relevant supporting documents. Supplemental Form on Criminal Offence...

... Nations Security Council Committee has designated a new consolidated list of names under section 3 of the United Nations Sanctions (Afghanistan) Regulation ( " Regulation "). The list was gazetted and came into effect on 7 June 2002 in accordance with the Regulation. A copy of the Gazette Notice...

... Circulars on Regulatory Matters2014 Date Subject...

... Understanding Medical Insurance Tips on applying for insurance 1. Apply early An applicant’s age, habits of smoking or heavy drinking, health condition and medical history are all important factors considered by insurers when...

... insurance brokers (who represent clients). Broad agreement was expressed on the eight General Principles of conduct with complementary Standards and Practices, as well as the requirements on corporate governance, internal controls and procedures for insurance agencies and broker companies. The two codes...

... general guiding principles which the IA uses in assessing the effectiveness of an insurer’s cybersecurity framework. 1.2 Cyber risk is one of the most significant operational risks that insurers face, particularly with regard to the business operations they conduct digitally and on-line. Cybersecurity...

... general guiding principles which the IA uses in assessing the effectiveness of an insurer’s cybersecurity framework. 1.2 Cyber risk is one of the most significant operational risks that insurers face, particularly with regard to the business operations they conduct digitally and on-line. Cybersecurity...

...) launched a six-week public consultation on the draft Insurance (Valuation and Capital) Rules (Cap.41R) and the draft Insurance (Submission of Statements, Reports and Information) Rules (Cap.41S) to tie in with the implementation of the Risk-based Capital (RBC) regime. The draft Insurance...