...: ___________________________________________ Registration No.: ___________________) ☐ No † Please tick the appropriate box. 3 Form A5 IV. Proposed Responsible Officer(s) Please list your proposed Responsible Officer(s) in the table below and submit Form A3 - Application for Responsible Officer for each proposed Responsible Officer. Name of Proposed...

..., Terms and Conditions 2/16 2.3.1 Policy Forms and Policy Schedules 2.3.2 Common Policy Exceptions and Conditions 2.3.3 Use of Excesses, Deductibles and Franchises 2.3.4 Warranties, Conditions and Representations 2.3.5 General, Specific and Market Exclusions iv 2.4 Renewals and Cancellations 2/25 2.4.1...

... under the same policy. (iv) Code of Practice for Insurance Companies under the Ambit of the Voluntary Health Insurance Scheme (“Code of Practice”): The Code of Practice sets out the required conduct and practices covering product offering, migration arrangement, sales and marketing, handling of...

... – (i) term insurance policies; (ii) refundable insurance policies providing hospital cash, medical, critical illness, or personal accident cover; (iii) yearly renewable insurance policies (without cash value) for critical illness/medical cover; or (iv) group policies. (b) Any policies of the nature...

... note; or (iv) the covering letter accompanying (i), (ii) or (iii), sent by the licensed insurance broker company to its client. (c) For insurance transactions in relation to long term business (as defined in the Insurance Ordinance (Cap. 41)): (i) the questionnaire/form used for conducting financial...

... note; or (iv) the covering letter accompanying (i), (ii) or (iii), sent by the licensed insurance broker company to its client. (c) For insurance transactions in relation to long term business (as defined in the Insurance Ordinance (Cap. 41)): (i) the questionnaire/form used for conducting financial...

... Requirements for Insurance Brokers issued by the IA. The draft Rules set out the requirements in relation to (i) paid-up capital and net assets, (ii) professional indemnity insurance (“PII”), (iii) keeping of separate client accounts, (iv) keeping of proper books and accounts and (v) submission of...

... Circular on GL21 5 July 2019 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of all authorized insurers Dear Sirs, GL21: Guideline on Enterprise Risk Management I am writing to inform you that the Insurance Authority (“IA”) has published GL21 – Guideline on Enterprise Risk...

... generally); (iv) the duration and frequency of the conduct; (v) whether the conduct is widespread in the industry; (vi) the amount of benefits gained or losses avoided by the regulated person engaged in that conduct or by any other third parties connected with such regulated person; (vii) whether the...

... generally); (iv) the duration and frequency of the conduct; (v) whether the conduct is widespread in the industry; (vi) the amount of benefits gained or losses avoided by the regulated person engaged in that conduct or by any other third parties connected with such regulated person; (vii) whether the...