... generally); (iv) the duration and frequency of the conduct; (v) whether the conduct is widespread in the industry; (vi) the amount of benefits gained or losses avoided by the regulated person engaged in that conduct or by any other third parties connected with such regulated person; (vii) whether the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... generally); (iv) the duration and frequency of the conduct; (v) whether the conduct is widespread in the industry; (vi) the amount of benefits gained or losses avoided by the regulated person engaged in that conduct or by any other third parties connected with such regulated person; (vii) whether the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... generally); (iv) the duration and frequency of the conduct; (v) whether the conduct is widespread in the industry; (vi) the amount of benefits gained or losses avoided by the regulated person engaged in that conduct or by any other third parties connected with such regulated person; (vii) whether the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... at Annex III (File size: 5kB) and Annex IV (File size : 65kB) respectively. You are advised to take appropriate steps to ensure compliance with the above two regulations. If you have any questions, please contact Mr. William Hsieh at 2867 4529 or Ms. Carol Hui at 2867 2551....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular231001.html -
Date: 2017-06-23
... could be significant at times. 3 (iv) Special withdrawal: The policyowner may apply for a special withdrawal for paying medical or dental expenses incurred in Hong Kong within the Guaranteed Period. The amount withdrawn may be used for medically/dentally necessary medical/dental treatment or examination...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2017ver_2018_19update_file8.pdf -
Date: 2019-12-02
...) accordingly. † Type of Changes Section to be Completed † Type of Changes Section to be Completed □ English name Section III □ Chinese Name Section IV □ Business address Section V □ Residential address Section VI □ Telephone number Section VII □ Electronic mail address Section VIII III. Change in English Name...
https://www.ia.org.hk/english/infocenter/forms/files/20201007_N3_Eng.pdf -
Date: 2022-01-06
... III □ Chinese name Section IV □ Registered office/Principal place of business in Hong Kong Section V □ Other business address Section VI □ Telephone number/Fax number Section VII □ Electronic mail address/ Website address Section VIII III. Change in English Name (Please provide a copy of the relevant...
https://www.ia.org.hk/english/infocenter/forms/files/N4_Eng_Dec_2020.pdf -
Date: 2022-01-06
... III □ Chinese name Section IV □ Registered office/Principal place of business in Hong Kong Section V □ Other business address Section VI □ Telephone number/Fax number Section VII □ Electronic mail address/ Website address Section VIII III. Change in English Name (Please provide a copy of the relevant...
https://www.ia.org.hk/english/infocenter/forms/files/N4_Eng_Dec_2020.pdf -
Date: 2022-05-31