Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GL3A_Appendix_B.pdf
...機構是否蓄意或罔顧後果地作出違規行為，或 該違規行為是否因疏忽所致— 純粹因疏忽而引致 的違規行為或只引致技術性違規的行為，一般都被 視為嚴重程度較低; (ii) 違規行為持續的時間及頻密程度; (iii) 違規行為是否有可能損害保險業的廉潔穩健，以及 ／或香港作為國際金融中心的聲譽; (iv) 違規行為是否對或可能對其他人造成損失或使其他 人承擔支出; (v) 保險機構作出違規行為時，是獨立行事還是以集團 成員的身分行事，以及該機構在集團中擔當的角 色； (vi) 違規行為是否顯示，保險機構的整體或個別業務所 採用的客戶盡職審查及備存紀錄程序，在管理制度 或內部監控方面有嚴重或系統性...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01
[PDF]
Circular_27032020.pdf
... Health Insurance Scheme (“VHIS”) (iii) Term insurance policies (iv) Refundable insurance policies without substantial savings component, or renewable insurance policies without cash value, that provide insurance protection (e.g. hospital cash, medical, critical illness, personal accident, disability or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_27032020.pdf -
Date: 2020-06-15
[PDF]
Circular_27032020.pdf
... Health Insurance Scheme (“VHIS”) (iii) Term insurance policies (iv) Refundable insurance policies without substantial savings component, or renewable insurance policies without cash value, that provide insurance protection (e.g. hospital cash, medical, critical illness, personal accident, disability or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_27032020.pdf -
Date: 2020-12-21
...; I. New Statutory Requirements II. Preparatory Works III. Proposed New Rules, Codes and Guidelines IV. Applicable Rules Issued by the SROs ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/implementation_new_regulatory_regime_for_insurance_intermediaries.html -
Date: 2019-08-23
[PDF]
cir_20200113.pdf
... Prescribed Scenarios for General Insurance Business in relation to GL21 13 January 2020 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of authorized insurers carrying on general insurance business Dear Sirs, Prescribed Scenarios for General Insurance Business in relation to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113.pdf -
Date: 2020-06-15
[PDF]
cir_20200113.pdf
... Prescribed Scenarios for General Insurance Business in relation to GL21 13 January 2020 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of authorized insurers carrying on general insurance business Dear Sirs, Prescribed Scenarios for General Insurance Business in relation to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113.pdf -
Date: 2020-12-21
[PDF]
Cir_dd_28.3.2022.pdf
... Insurance Ordinance (Cap. 41) (the "Ordinance") Insurance (Determination of Long Term Liabilities) Rules (Cap. 41E), Rule 8(7)(a) 28 March 2022 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of Authorized Insurers to which GL21 applies Dear Sirs, Key Observations from the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022.pdf -
Date: 2022-05-31
...技術性違規的行為，一般都被 視為嚴重程度較低; (ii) 違規行為持續的時間及頻密程度 ; (iii) 違規行為是否有可能損害保險業的廉潔穩健，以及 ／或香港作為國際金融中心的聲譽 ; (iv) 違規行為是否對或可能對其他人造成損失或使其他 人承擔支出; (v) 保險機構作出違規行為時，是獨立行事還是以集團 成員的身分行事，以及該機構在集團中擔當的角 色； (vi) 違規行為是否顯示，保險機構的整體或個別業務所 採用的客戶盡職審查及備存紀錄程序，在管理制度 或內部監控方面有嚴重或系統性弱點 ; (vii) 違規行為是否顯示有關機構的違規模式 ; 3 (viii)有關機構是否干犯一些較輕微的違規事項...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_D.pdf -
Date: 2019-12-24