... have now been formed and the first disciplinary cases are currently under consideration. Representation of Information 16% Claims 17% Conduct 30% Business or Operations 18% Services 15% Insurance Intermediary against Insurer 3% Others 1% Total: 1,494 Representation of Information 16% Claims 18% Conduct...

... disposable income would you be able to use to pay your monthly premium for the entire term of the insurance policy/investment plan in (c) above? (tick one) i) <10% ii) 10% - 20% iii) 21% - 30% iv) 31% - 40% v) 41% - 50% vi) >50% e. In considering your ability to make payments, what are your sources of funds...

...% - 20% iii) 21% - 30% iv) 31% - 40% v) 41% - 50% vi) >50% e. In considering your ability to make payments, what are your sources of funds? (tick one or more) i) salary ii) income iii) savings iv) investments v) others (Please specify __________________________) (effective 1 January 2016) 5. Based on...

... invest HKD150,000 in stock A but he/she was not sure whether it was the suitable time to enter the market. He/she therefore decided to split his/her capital into 5 equal sums of HKD30,000 and buy stock A worth of HKD30,000 in the middle of each month. The following table illustrates his/her transaction...

... the customer’s name. Dropdown list of designated banks acceptable for payments Upload image of credit card Controls to check payor’s name 30 4. Premium collection Key AML/CFT Considerations – Expectation, Good Practices and Alerts For premium payment above a defined threshold, Good Practice Company...

..., ACCOUNTS, AGREEMENTS, REINSURANCE TREATIES, CERTIFICATES AND REPORTS 29. The rationale for the company to carry on reinsurance business in or from Hong Kong. Whether such rationale is substantiated by viable market feasibility study. Attach a copy of the market feasibility study report, if any. 30. In the...

... is substantiated by viable market feasibility study. Attach a copy of the market feasibility study report, if any. 30. In the case of a non-Hong Kong company:- (a) a brief description of its existing worldwide operations; and (b) the up-to-date rating and ranking in respect of the financial position...

... the customer’s name. Dropdown list of designated banks acceptable for payments Upload image of credit card Controls to check payor’s name 30 4. Premium collection Key AML/CFT Considerations – Expectation, Good Practices and Alerts For premium payment above a defined threshold, Good Practice Company...

..., ACCOUNTS, AGREEMENTS, REINSURANCE TREATIES, CERTIFICATES AND REPORTS 29. The rationale for the company to carry on reinsurance business in or from Hong Kong. Whether such rationale is substantiated by viable market feasibility study. Attach a copy of the market feasibility study report, if any. 30. In the...