... intermediaries • To speed up reporting of new appointment and termination of appointment of principal • To facilitate communications with insurance intermediaries and principals using built-in Implementation Plan Planning for Commencement 30 Target Implementation – Mid-2019 Close and continuous dialogue with...

..., the relevant Authorities will consult to determine the most appropriate means for each Authority to provide assistance. Term 20. This MoU takes effect from the date of its signature by the IA and the FSA and will continue to have effect until terminated by either of the Authorities giving at least 30...

...徵費上限） 保費徵費為以下較低者： $300,000 x 0.04% = $120；或 $40 x 18/12個月 = $60 （超過一年才支付保費一次的保單，徵費上限按 保單合約月份比例計算） 例子四 於2018年1月1日繳交保費時, $ 40 須繳交徵費人壽 保險保單 保單開立日 2017年1月1日 $15萬/年 公司 $2,000 須繳交徵費 $60 於2018年1月繳交保費時, 須繳交徵費 3 9個月財產 保險保單 保單開立日 2018年2月 $600萬 人壽 保險保單 保單開立日 2018年1月1日 $30萬/18個月 Scope of the levy Except for...

... amount or of an unusual pattern; and (ii) have no apparent economic or lawful purpose. Accordingly, for the period from 2015 to 30 October 2017, the Companies contravened both section 5(1)(c) and section 19(3) of Schedule 2 to AMLO by failing in respect of each kind of customer, business relationship...

... intermediaries • To speed up reporting of new appointment and termination of appointment of principal • To facilitate communications with insurance intermediaries and principals using built-in Implementation Plan Planning for Commencement 30 Target Implementation – Mid-2019 Close and continuous dialogue with...

..., the relevant Authorities will consult to determine the most appropriate means for each Authority to provide assistance. Term 20. This MoU takes effect from the date of its signature by the IA and the FSA and will continue to have effect until terminated by either of the Authorities giving at least 30...

... GL30 GUIDELINE ON FINANCIAL NEEDS ANALYSIS Insurance Authority Contents Page 1. Introduction……………………………………………….. 1 2. Interpretation……………………………………………… 1 3. Relevant Regulatory Requirements and Status of this Guideline……………………..…………………………… 2 4. Scope of Application……………………………...……… 3 5. Purpose...

... has put in place, before accepting the application. Reference should also be made to Guideline on Financial Needs Analysis (GL30) for requirements on mismatch situations. Q 19 Paragraph 8.3 of the Guideline specifies that authorized insurers, licensed insurance agencies and licensed insurance broker...

... has put in place, before accepting the application. Reference should also be made to Guideline on Financial Needs Analysis (GL30) for requirements on mismatch situations. Q 19 Paragraph 8.3 of the Guideline specifies that authorized insurers, licensed insurance agencies and licensed insurance broker...

... has put in place, before accepting the application. Reference should also be made to Guideline on Financial Needs Analysis (GL30) for requirements on mismatch situations. Q 19 Paragraph 8.3 of the Guideline specifies that authorized insurers, licensed insurance agencies and licensed insurance broker...