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⏭... the FATF Secretariat, 2 rue André Pascal 75775 Paris Cedex 16, France (fax +33 1 44 30 61 37 or e-mail: [email protected]). http://www.fatf-gafi.org/glossary/0,3414,en_32250379_32236889_35433764_1_1_1_1,00.html Risk-Based Approach – Guidance for the Insurance Sector – October 2009 © 2009 FATF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... the FATF Secretariat, 2 rue André Pascal 75775 Paris Cedex 16, France (fax +33 1 44 30 61 37 or e-mail: [email protected]). http://www.fatf-gafi.org/glossary/0,3414,en_32250379_32236889_35433764_1_1_1_1,00.html Risk-Based Approach – Guidance for the Insurance Sector – October 2009 © 2009 FATF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
[PDF]
GL3_AML_Eng.pdf
... property respectively. This offence carries a maximum term of imprisonment of 3 months and a fine of $50,000 upon conviction. s.25A, DTROP & OSCO, s.12 & 14, UNATMO 1.30 “Tipping off” is another offence under the DTROP, the OSCO and the UNATMO. A person commits an offence if, knowing or suspecting that a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... property respectively. This offence carries a maximum term of imprisonment of 3 months and a fine of $50,000 upon conviction. s.25A, DTROP & OSCO, s.12 & 14, UNATMO 1.30 “Tipping off” is another offence under the DTROP, the OSCO and the UNATMO. A person commits an offence if, knowing or suspecting that a...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
... property respectively. This offence carries a maximum term of imprisonment of 3 months and a fine of $50,000 upon conviction. s.25A, DTROP & OSCO, s.12 & 14, UNATMO 1.30 “Tipping off” is another offence under the DTROP, the OSCO and the UNATMO. A person commits an offence if, knowing or suspecting that a...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... property respectively. This offence carries a maximum term of imprisonment of 3 months and a fine of $50,000 upon conviction. s.25A, DTROP & OSCO, s.12 & 14, UNATMO 1.30 “Tipping off” is another offence under the DTROP, the OSCO and the UNATMO. A person commits an offence if, knowing or suspecting that a...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
GL10.pdf
... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
... plan in (c) above? (tick one) i) 10% - 20% ii) 21% - 30% iii) 31% - 50% iv) >50% (as at 25 Jan 2011) Page 6 of 11 e. In considering your ability to make payments, what are your sources of funds? (tick one or more) i) salary ii) income iii) savings iv) income from other investments v) accumulative...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
[PDF]
IA_MA_MoU.pdf
... the MA before exercising the inspection powers on its own or invite the MA to carry out the inspection jointly with the IA. 30. The IA will inform the MA before entering the premises of an AI to conduct any inspection under the IO. 31. If a Party decides to exercise the following powers under the IO...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-09-28