... their claims, either whilst he/she was associated with it or within one year after he/she ceased to be associated with it?  Yes  No If yes, give full particulars: O. Declaration Part I I certify that the above information is complete and correct to the best of my knowledge and belief. Signature of the...

... was associated with it or within one year after he/she ceased to be associated with it?  Yes  No If yes, give full particulars: 8 O. Declaration Part I I certify that the above information is complete and correct to the best of my knowledge and belief. Signature of the Date: Relevant Person...

... for the insurance industry in Hong Kong. The result would form the basis for the IA to finalize the set of rules on Pillar 1 capital requirement after which a consultation process is expected to be carried out in 2020. Your participation is therefore essential in the finalization of the RBC regime...

... strive to apply the new standard at the same time. The FRSC considers that having a globally consistent effective date is extremely important to Hong Kong as an international finance centre. Nevertheless, after the IASB issued IFRS 17 (and before the FRSC arrived at a decision to approve HKFRS 17), the...

... Investment Institute  16) HKSI Professional Diploma in Financial Markets of the Hong Kong Securities and Investment Institute Note : 4. The Chartered Insurance Institute has become the awarding body of Hong Kong Diploma in Insurance Studies after the merger between The Insurance Institute of Hong Kong and...

...) HKSI Professional Diploma in Financial Markets of the Hong Kong Securities and Investment Institute Note : 4. The Chartered Insurance Institute has become the awarding body of Hong Kong Diploma in Insurance Studies after the merger between The Insurance Institute of Hong Kong and The Chartered...

... for misconduct, negligence, incompetence or mismanagement? ☐ Yes ☐ No 9. Have you ever been: (a) a controller, director or partner of a business entity in Hong Kong or elsewhere; and if so (b) whilst you were (or within 1 year after you ceased to be) such a controller, director or partner, was the...

... licensee has a licence which runs from 23 September 2019 to 22 September 2022 (“transitional period”). During this transitional period, every deemed licensee needs to apply for a new licence from the Insurance Authority (“IA”) if they wish to continue carrying on regulated activities after 22 September...

... licensee has a licence which runs from 23 September 2019 to 22 September 2022 (“transitional period”). During this transitional period, every deemed licensee needs to apply for a new licence from the Insurance Authority (“IA”) if they wish to continue carrying on regulated activities after 22 September...

... relevant to the case) if it considers it necessary to do so, to ensure that the case is fairly considered, based on the specific circumstances of the case. After receiving the written representations from the Regulated Person or if the Regulated Person requests to make oral representations, the IA’s...