... sufficient documentary evidence in support of my attendance or completion of all the CPD hours stated on this CPD Declaration Form for a minimum of 3 years after the end of the Combined CPD Assessment Periods and to produce such documentary evidence to my appointing principal who is responsible for reporting...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2021-12-06
... sufficient documentary evidence in support of my attendance or completion of all the CPD hours stated on this CPD Declaration Form for a minimum of 3 years after the end of the Combined CPD Assessment Periods and to produce such documentary evidence to my appointing principal who is responsible for reporting...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2021-05-06
... sufficient documentary evidence in support of my attendance or completion of all the CPD hours stated on this CPD Declaration Form for a minimum of 3 years after the end of the Combined CPD Assessment Periods and to produce such documentary evidence to my appointing principal who is responsible for reporting...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cpd_declaration_form_eng.pdf -
Date: 2022-05-19
... at maturity at the end of the third policy year. The results are shown below: In HK$'000 End of policy year After scaling up the policy value with premium financing Outcome of the premium...
https://www.ia.org.hk/english/premium_financing/pros_and_cons.html -
Date: 2024-01-18
... allowed by the IA after a company has demonstrated to the satisfaction of the IA that it has practical difficulties for so doing) while keeping other assumptions (except dividend/coupon accumulation interest rates, if applicable) unchanged. Companies could adopt a lower than 25th percentile as the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.Standard_Illustration_for_Participating_Policies.pdf -
Date: 2019-12-20
... Professional Standards Working Group Subject : Financial Needs Analysis (“FNA”) Further to our circular dated 15 March 2018 (Ref: Mv020/18), the LIC incorporated appropriately LIM’s comments into our industry proposal to the IA on a list of products exempted from the FNA requirements. After rounds of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_HKFI_Initiative_on_FNA_v6_1_6_2018_20190823.pdf -
Date: 2019-12-20
... Chapter 3 – Risk rating on customer 3.4 , 3.6: assess ML/TF risks of customers by assigning a risk rating to the customers; adjust risk assessment from time to time 3.5 : consider risk factors: - country - customer - product/service - delivery/distribution channel 3.8: record keeping and justification...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2021-11-12
... Chapter 3 – Risk rating on customer 3.4 , 3.6: assess ML/TF risks of customers by assigning a risk rating to the customers; adjust risk assessment from time to time 3.5 : consider risk factors: - country - customer - product/service - delivery/distribution channel 3.8: record keeping and justification...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2022-04-27
... and regulatory effects on businesses 制裁制度和對企業的監管影響 Institute of Professional Education And Knowledge (PEAK) is a member of VTC Group and with over 20 years of experience in professional training and corporate human resources development. We are one of the leading in-service training organisations and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/PEAK_AML_CFT_Leaflet.pdf -
Date: 2022-04-27
... Chapter 3 – Risk rating on customer 3.4 , 3.6: assess ML/TF risks of customers by assigning a risk rating to the customers; adjust risk assessment from time to time 3.5 : consider risk factors: - country - customer - product/service - delivery/distribution channel 3.8: record keeping and justification...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2019-11-05